Fiction

The Salon Interview: Neal Stephenson

The author of "Cryptonomicon" and the "Baroque Cycle" talks about the brighter side of Puritanism, the feud between Newton and Leibniz, and the literary world's grudge against science fiction.

Rumor had it that Neal Stephenson would follow “Cryptonomicon,” his bestselling 1999 novel combining present-day high-tech entrepreneurs and World War II-era derring-do, with a similar tale of fugitive data and high adventure set sometime in the near future. Last year, with the publication of the first of the three-volume “Baroque Cycle,” “Quicksilver,” Stephenson revealed that he’d turned the dial on his time machine in the other direction. “Quicksilver,” written by hand with a fountain pen in an alcove lined with a huge map of early 18th-century London, immersed the author and his legions of devoted readers in one of the most intellectually exciting and politically momentous periods of history. It was the age of such scientific geniuses as Isaac Newton, Gottfried Wilhelm von Leibniz and the undersung polymath Robert Hooke, and also the time when our modern economic systems began to take form.

Unusual subjects for fiction, perhaps, but Stephenson makes the “Baroque Cycle” a weirdly effective mix of high-octane tutorial and ripping yarn. To balance such cerebral characters as Newton and Daniel Waterhouse (Puritan ancestor of the Waterhouses, crack mathematicians and programmers, in “Cryptonomicon”), he introduces Jack Shaftoe, aka the King of the Vagabonds and his sometime-paramour turned countess and financial whiz, Eliza. Shaftoe, like his descendant Bobby in “Cryptonomicon,” skips from one outlandish but irresistibly entertaining exploit to the next, barely escaping with his skin intact: war, thieves, prison, pirates — you name it. As for Eliza, well, she’s the kind of girl who encrypts top-secret military information in her cross-stitch embroidery and surreptitiously handles the investments of half the court of Louis XIV. The second volume in the “Cycle,” “The Confusion,” published on April 19, continues the saga, with an even more lavish serving of the feats of Jack and Eliza.

Stephenson found time for an interview during the course of a road trip, in a borrowed 40-foot R.V., across the high desert of Washington state from Spokane to his home in Seattle. It was a long conversation.

What inspired the “Baroque Cycle”?

It was an unexpected byproduct of “Cryptonomicon.” One of the things I wanted to talk about in that book was the history of computing and its relationship to society. I was talking to Stephen Horst, a philosophy professor at Wesleyan, and he mentioned that Newton for the last 30 years of his life did very little in the way of science as we normally think of it. His job was to run the Royal Mint at the Tower of London. I’d been thinking a lot about gold and money, which were themes in “Cryptonomicon.”

At the same time, I read a book by George Dyson called “Darwin Among the Machines,” in which he talks about the deep history of computing and about Leibniz and the work he did on computers. It wasn’t just some silly adding machine or slide rule. Leibniz actually thought about symbolic logic and why it was powerful and how it could be put to use. He went from that to building a machine that could carry out logical operations on bits. He knew about binary arithmetic. I found that quite startling. Up till then I hadn’t been that well informed about the history of logic and computing. I hadn’t been aware that anyone was thinking about those things so far in the past. I thought it all started with [Alan] Turing. So, I had computers in the 17th century. There’s this story of money and gold in the same era, and to top it all off Newton and Leibniz had this bitter rivalry. I decided right away that I was going to have to write a book about that.

Pretty soon I was thinking this was an exceptionally apt time in which to set a novel. There were so many wild and improbable things going on then that made for good material. The siege of Vienna where the Turks penetrated into Europe is a thing that’s almost inconceivable to us today. That was the deepest into Europe that they got. That’s a pretty dramatic little happening. Things like the Barbary pirates and 800 other different flavors of pirates, Spanish treasure galleons, the wars of Louis XIV, the scientific revolution, the plague, the Great Fire of London. All that falls into the period of time when Newton and Leibniz were alive.

The rivalries between the various scientists you write about are so bitter, it’s surprising even to someone who already knows that science isn’t this Olympian, rational activity totally removed from human pettiness.

Science was new and they didn’t know how to do it yet. Science was and is a somewhat contentious thing. Someone’s got a theory and they promulgate that theory and then something else comes along and alters, improves on or even flatly contradicts it. Now that we’ve got 350 years of perspective on this, scientists understand that this is how it’s done and there’s a mechanism in place for how to do it. It’s refereed journals and it’s become institutionalized. They didn’t have that perspective on it. They couldn’t stand back and say, Well, my theory may get contradicted here and there, but this guy who’s contradicting it will get contradicted in turn. They didn’t have that expectation. They didn’t have journals. The first two journals were the Journale de Savants, which was about 1665, and the Proceedings of the Royal Society, which was right about the same time. Leibniz had to found his own journal in order to publish his own work. They were kind of banging around in the dark trying to figure out how to do this.

Hooke, for example, when he figured out how arches work, published it as an anagram. He condensed the idea into this pithy statement: “The ideal form of an arch is the form of a chain hanging, flipped upside down.” Then he scrambled the letters to make an anagram and published it. That way, he wasn’t giving away the secret, but if somebody came along a few years later and claimed that they’d invented it, he could just unscramble what he’d published. He was establishing precedence.

Hooke squabbled with [Christiaan] Huygens over a bunch of clock-related inventions. This kind of thing was just rife. It came to a head in a grotesque way in the priority dispute over [who invented] the calculus. That was so embarrassing to the whole institution of science and people were so nauseated by it that it taught everyone a lesson. After that, no one would dream of doing what Newton did, which was to invent something really important and then sit on it for 30 years.

I’m still baffled as to why he’d do that.

It was a combination of things. Again, the institutions of science didn’t exist. Even if he’d wanted to publish it there were no journals at the time. The prevailing ethos that he would have been brought up in was alchemy, which was called the “esoteric brotherhood.” They were completely of a mind that you didn’t publish your results, at least not in a way that was intelligible to anyone. So if you read the alchemical recipes of Paracelsus or Robert Boyle or any of those people who practiced this, they’re all couched in metaphor. You have to know what stands for what to understand the recipe. They even thought that some of the Greek myths were disguised alchemy recipes, like the myth of Cadmus, who sowed the teeth that grew into soldiers, which they thought was a set of instructions to make some kind of compound. It wouldn’t have occurred to Newton anyway to make any new material public. He didn’t care at all for fame or getting attention.

But you’d think they’d care about the advancement of their field.

They didn’t have the sense of progress, I think, though that’s debatable. I talked to one historian of math and science who thinks they very much did. Another thing about the calculus is that it was very controversial because it involves adding up infinitesimal quantities to make something, which is an iffy proposition. Newton was very thin-skinned and would become very withdrawn and bitter when people made even routine criticisms of his work. He didn’t want to put it out and then have to spend all his time defending it. Later in the 19th century the mathematical profession finally said, Look, as currently written, this is nonsense, so we’ve got to tear it down and go back to the beginning. They had to go back and build some serious mathematical underpinnings beneath the calculus. They could see that it worked, but the way in which it had been proved was no longer acceptable. Newton may have suspected that, intuited that, and so was afraid to bring it out.

It’s odd that so few historical novelists set their books in the late 17th century, when you think about it. The changes in the air were so huge.

That was one of my reactions, too, when I started getting into this. You see a lot about the late 18th century, the time of the Revolution, you see a lot about the Civil War and the Victorian era. There have been some books about this era published recently — “An Instance of the Fingerpost,” “A Conspiracy of Paper,” about the fall of the South Sea company in 1721. But it’s strangely underrepresented.

Maybe that’s because most novelists tend to be interested in literary history. The age of Johnson is exciting, and the age of Dickens, but not so much this time, in terms of great writers.

Well, in this period you’ve got Milton. He’s coming out with “Paradise Lost” at the same time as the plague, the fire, the founding of the Royal Society. You’ve got [John] Bunyan, “Pilgrim’s Progress,” although that’s a hard book for people to take these days. That’s not anyone’s favorite book.

Also, for a modern readership, the religious disputes of that time are pretty complicated and hard to follow. And people took them so seriously, which is difficult to relate to if you’re secular-minded.

I think you’re on to something in saying that one off-putting thing to people about this period is the religious aspect of it, and also the politics, which are also pretty closely entwined. Milton and Bunyan are intensely religious people and every word they write comes straight from their religion. This was pre-Enlightenment. There were a few people running around with the secular ideas that we accept as being the norm today, but most of these people were religious and really meant it. Newton was that way; Leibniz was that way. They argued about religion, but they did so from the standpoint of people who really took it seriously. I found that an interesting thing to tackle as a writer because these people were so different from the people who are likely to read this book.

You’re remarkably sympathetic to the Puritans, too, which is unusual these days.

I have a perverse weakness for past generations that are universally reviled today. The Victorians have a real bad name, and the word “Puritan” is never used except in a highly pejorative way, despite the fact that there are very strong Victorian and Puritan threads in our society today, and despite the fact that the Victorians and Puritans built the countries that we live in. The other one, by the way, is the ’50s. Someday I’ll have to write a ’50s novel.

The reason why people are so vituperative about those generations is not because they know anything about the history, but because they’re really talking about splits within our culture today that they’re worried about. In the same spirit that I wrote a Victorian novel earlier in my career, I figured it might be a kick to see what to do with some Puritans. Not hip, jaded, cool Puritans, but honest-to-god, fire-breathing Puritans. Drake [Waterhouse, Daniel's father] is an arch-Puritan, but by no means exaggerated. There were a million guys like this running around England in those days. He became the patriarch of this family of people who have to respond to his larger-than-life status and extreme commitment to religion.

What do you admire about the Puritans?

They were tremendously effective people. They completely took over the country and they created an army pretty much from scratch that kicked everyone’s ass. This is not always a good thing. They were guilty of some very bad behavior in Ireland, for example. But any way you slice it they were very effective. Cromwell was a tremendous military leader. A lot of that effectiveness was rooted in the fact that they had money, in part because persecuted religious minorities, if they’re not persecuted out of existence, often manage to achieve disproportionate wealth. It happened with Jews, Armenians, Huguenots. Earlier in this project, I could have rattled off five more. They have to form private trading networks and lend each other money. They’re unusually education conscious. Puritans — and when we say Puritans, we’re talking about a whole grab bag of religious groups — tended to prize literacy and education. I’m sure they had a higher literacy rate than the general English population. Literacy and education make people more effective.

Another answer is that they very early on adopted a set of views on social topics that everyone now takes for granted as being basic tenets of Western civilization. They were heavily for free enterprise. They didn’t want the state interfering in private property. Now our whole system is built on that. We tend to forget that someone had to come up with that idea and fight for it. And those people did. The separation of church and state — in the absence of that separation, Puritans and other religious minorities couldn’t exist. You had to belong to your parish church. Things like registering births, deaths and marriages, which are state functions to us now, were handled solely by the parish churches. If you didn’t belong, you didn’t exist legally. You had no choice, you had to tithe. It’s often said that Cromwell admitted the Jews to England. He disestablished the church and made it possible for churches other than the established one to legally exist. That’s what enabled Jews to come back and start living there. Opposition to slavery got its start among different Puritan sects. To be fair, there were Catholic theologians who objected to it, too, but in the English-speaking world it started out as a fringe belief among Quakers and some other groups and spread from there to become a tenet of Methodism and Episcopalianism and basically all churches.

Another thing that some people might find surprising is how religious the scientists are — though they called themselves natural philosophers back then. We tend to think of science and religion as being fundamentally opposed.

A lot of secular, modern people claim to be disillusioned whenever they learn that any smart person is religious. That’s applicable to Newton as it is to any other religious smart person.

And then there was alchemy, which was a major preoccupation for Newton.

Alchemy is a whole different bag because it seems wacky, nuts to us. That’s kind of how it’s presented in the early part of the “Baroque Cycle.” In everything that you’ve read so far, you’re seeing alchemy through Daniel’s eyes, and he hates it. He can’t believe that Newton is buying into it at all and feels that fooling around with it has caused Newton to associate with the wrong crowd. At the beginning Newton is every bit as much of the correct young Puritan as Daniel is.

These men were discovering properties like gravity and the movement of the planets, but they also believed there was a whole spiritual realm as well.

They certainly believed in sin, temptation, the devil and witches as being real things. They were trying to integrate the new scientific way of thinking into that without destroying the old beliefs that are important to them. At the time, I think alchemy didn’t have the occult connotation that it might have now. It was an alternate way of thinking about matter, and it was comparatively modern. A lot of smart people believed in it, and a lot of them were perfectly devout Christians, Jews or Muslims. Since then it’s gotten associated with occult practices and one of the chores I’ve got in this book is to try to keep those two things apart.

Daniel thinks that it’s fraudulent. It’s old, it’s wrong, it’s being swept away by the new science, which he sees in Robert Hooke, for example. If you read the text of “Micrographia” [Hooke's famous book of illustrations of objects observed through various lenses], Hooke goes through and demolishes a bunch of alchemical ideas and talks about light and heat and oxygen — he doesn’t use the word “oxygen,” but that’s what he’s talking about — in ways that are modern. Daniel thinks, why doesn’t Newton get with the program and abandon this old system? It’s clear that a lot of the people practicing it are frauds and second-raters, when there are people like Hooke inventing a whole new chemistry that actually makes sense. Later on, the vision of this is going to become a little more nuanced.

How did Newton and Leibniz reconcile their scientific studies with their religion?

Newton and Leibniz and other people at the same time are struggling to come up with a system of understanding the world that lets them have their cake and eat it too. There are some holes in the system that Newton presents in “Principia Mathematica” that he’s aware of and wants to plug, and you can make a case that the reason he spent so much time on alchemy is that he saw it as a way to finish this grand project. It wasn’t like this nutty, eccentric, oddball thing. It was a carefully thought-out part of his grand strategy for his life’s work. He was going to publish a book on alchemy called “Praxis” that was going to be as great as or greater than “Principia Mathematica” and supply the missing bits.

At the same time Leibniz is toiling away on a totally different system that’s meant to achieve the same goal. It’s really the clash between those two systems that’s the story, not who invented the calculus first. What Newton and Leibniz were arguing about was broad metaphysical topics of absolute space and time: Do we have free will, and if so, what does that mean? What’s a miracle?

Why do you think people find the religious leanings of great scientists so disappointing? Why should they be mutually exclusive?

It’s reductionism. You have to be able to reduce everything to interactions among particles. You can’t have anything other than that.

There are also the attacks on science made by some religious groups.

The fundamentalist churches nowadays do a much better job of promulgating their views and are much more vocal and outspoken, and if you’re a secular person who doesn’t have much interaction with organized religion, then the only time you ever see a Christian, it’s someone saying that evolution is a lie and the world is only 6,000 years old. It’s very easy to miss the fact that the Catholic Church and all the mainline Protestant denominations long ago accepted evolution and have no problem with it at all. I frequently run into militantly secular types who think that all Christians, for example, deny the theory of evolution. That accounts for a certain amount of the militancy of secular types in public discourse. They just can’t believe people believe this stuff. It seems patently idiotic to them.

Do you think that reductionist view of science is insufficient?

Steve Horst is working on a book right now called “Mind in the World of Nature,” where he talks about our standard method of doing science that Galileo got started — which is, you break a system down into its parts, you understand the parts, and then you build back up from that to figure out how to explain observable parts. That’s a description of how all science has been done for a long time. He’s making the argument that a lot of science doesn’t necessarily fit that mold: biological science, psychology. There are plenty of cases you can point to, even in mathematics, where being able to break things down into its smallest components doesn’t really get you anywhere. It doesn’t give you an explanation that’s really worth anything. If you look at cellular automata, for example: Sure, each automaton can be explained as a unit, but that’s not what’s interesting. What’s interesting is the really complicated emergent behaviors that you can get out of a whole bunch of these things acting at once. There’s really no grid to cross that gap.

Yet we’re often led to believe that these things are better understood than they are. Biologists complain that it doesn’t make much sense to talk about having “decoded” the genome when how the coding in genes is used to make proteins is still something of a mystery.

My friend Alvy Ray Smith would say that [the making of proteins from genes] is computation. I would avoid the term “mystery.” The materialist types just go nuts — that’s their word still. To call somebody a mysterian is their way of flicking somebody off the board. At some level there may be no mystery. You may be able to understand everything if you take the time and trouble to figure out how it all works. But it doesn’t give you anything useful, and in the meantime there’s lots of perfectly good science you can do by observing the top-level behaviors. People who do cell biology are doing perfectly good science — you can’t claim that they’re not doing science.

How much is the “Baroque Cycle” linked to “Cryptonomicon”?

People can decide for themselves how much of a piece they are. I stuck certain little details in “Cryptonomicon” that will make no sense whatsoever unless you’ve read “Baroque Cycle,” but they’re so small that you could read through them and not really notice them.

Do you ever worry that the sheer bulk of information you’re putting across in the “Baroque Cycle” might overwhelm your readers?

You’re seeing it in the context of a story that’s hopefully exciting. That makes it more fun to read. I believe that to encounter that kind of material in a story draws people in and gives them a real sense of immediacy, that it was really happening. You want to create a complete picture — the smells, the look of it, how it worked economically, where the money went. You want to get all that in there.

The birth of modern banking stuff seems like the most daunting thing to turn into entertainment. What interested you about this?

The fact that it was invented. At some point it doesn’t exist and then suddenly it’s there. They had a market that was basically one stock, which was Dutch East India stock and various derivatives of that. But it still had all the features of the modern stock market. A lot of that stuff got transplanted to London around the time of the Glorious Revolution. The Dutch came over and established links between Amsterdam and London. That’s where it really flourished. One thing that London added to the mix that really made it go was a modern banking system. We see them coming up with the idea of it in “Quicksilver,” and we see it coming together in “The Confusion,” and then we see it operating with various complications in the last volume, “The System of the World.” A lot of the people who had a hand in it were the same Royal Society types who were cutting up dogs and pursuing all these other science endeavors.

Speaking of the dogs, some of those descriptions are pretty hard to take.

This is what these guys did. They did it a lot. They went through a lot of dogs in that way.

With something like that, there’s only so many different ways for a writer to address it. You can erase it, pretend it didn’t happen, and avoid talking about it just because it’s unpleasant and you don’t want these characters to seem like evil people. But that’s not an honest way to go about it. You can turn it into a piece of propaganda to show they were irredeemably vile people, but they weren’t. If you’re an animal rights advocate, you’ll disagree with that and say they were. But to write a book that feels like propaganda for that point of view … no one would read it. It wouldn’t make a good story. So the one thing you’re left with is to address the ambiguity of these people and the ambiguity of what they did.

Again, some people won’t see any ambiguity. But if you look for it in these Royal Society accounts, it’s clear that at a certain point some of these guys started to feel pretty disgusted by what they were doing and they find excuses to avoid doing it anymore. I just decided to present it pretty much as it’s described in the historical accounts and leave it to the reader to think about what it means. They had peculiar ideas about pain and what kind of organisms felt pain and which didn’t. Of course, they were really just rationalizations. It was believed that black people didn’t feel as much pain, also.

The other half of the equation was that they were all feeling pain all the time. Even the most fortunate ones had lice and you name it. They had it. The incidence of bladder stones, something that nobody gets anymore, was incredibly high.

I’d never heard of those.

People get kidney stones still, but they don’t seem to get bladder stones anymore. I asked a couple of people why, and you get a vague answer like “changes in diet” or what have you. I think they rarely drank water. They were just drinking alcoholic beverages all the time. Nobody in the world drank water, except maybe Indians and people who lived in really pristine places. That’s kind of my pet theory: Every culture can be kind of defined by what they drink in order to avoid dying of diarrhea. In China it’s tea. In Africa it’s milk or animal blood. In Europe it was wine and beer.

Do you see yourself as part of any particular literary tradition?

I absolutely look to — consciously, knowingly look back on — those 19th-century serialized, potboiler novelists as people who are on to something. They got something right. There was something about living in that environment that made these guys incredibly productive. Dickens was the same deal. I do not have the sheer guts that it would take to serialize something. Before you’ve written the last chapter, the first chapter has already been published, so you can’t go back and change anything to make it all work out. I just do not have the sheer chutzpah to start publishing stuff before it’s all done. Mine is a pretty risk-averse strategy.

What do you think makes those writers different from “serious” writers today?

I don’t think they spent a lot of time agonizing about their art. I think that they found gainful employment producing stuff that was meant to be entertaining, that readers of the Strand magazine would enjoy reading. A lot of it was forgettable, but guess what, a lot of what those kinds of people wrote is now thought of as literature. I’ve published books that probably aren’t literature, but to me it just feels easier and more natural to sit down and produce the material and let the chips fall where they may.

Let’s talk about writing. Do you have some plan for what you’re trying to do with your books? They’re such an unusual combination of what we call right-brain and left-brain material.

For me it begins and ends with story. I’m not a great self-analyzer. I don’t think a lot about process. Usually it starts with “Hey, wouldn’t it be a great yarn if…?” Because if you don’t have that, you’ve got nothing. What I’m doing here is writing novels, and novels — never mind what anyone else might tell you — novels are pop entertainment, and they have to tell a story and they have to engage the emotions. There are a few basic tricks they use to do that. One is to tell a good yarn and the other is to make you feel empathy for the characters involved in the doings of that yarn, but you’ve got to have that yarn. That’s what I seize on first. That’s what gives me confidence that I’ve got a pony I can ride. Characters tend to come out of that, and ideas — I don’t know where they come from. The yarn that got me going on “Quicksilver” was Newton pursuing and prosecuting an archvillain in London at the same time as the dispute with Leibniz is at its peak.

Do you see yourself as moving away from the speculative fiction you wrote early on? “Cryptonomicon” was set entirely in the present and past. The “Baroque Cycle” is an entirely historical novel.

But “Cryptonomicon” was nominated for a Hugo Award. I was very happy about that. This gets into a whole conversation about the sociology of writers and the literary world. There’s a long-standing tendency of so-called literary writers and critics to say mean things about science fiction. A lot of science fiction writers don’t care, but the ones who do care feel wounded by that and get defensive. That leads to a common thing that happens when a science fiction writer has achieved some success and gets a readership outside the pure science fiction world. A lot of science fiction people become nervous that this writer perceives himself as trapped in some kind of notional science fiction ghetto and is trying to break out of it.

Some people in the science fiction world are ever alert to anyone who’s showing signs of that. I don’t begrudge them that. I understand where they’re coming from. So I always make it clear that I consider myself a science fiction writer. Even the “Baroque Cycle” fits under the broader vision of what science fiction is about.

And what’s that?

Fiction that’s not considered good unless it has interesting ideas in it. You can write a minimalist short story that’s set in a trailer park or a Connecticut suburb that might be considered a literary masterpiece or well-regarded by literary types, but science fiction people wouldn’t find it very interesting unless it had somewhere in it a cool idea that would make them say, “That’s interesting. I never thought of that before.” If it’s got that, then science fiction people will embrace it and bring it into the big-tent view of science fiction. That’s really the role that science fiction has come to play in literature right now. In arty lit, it’s become uncool to try to come to grips with ideas per se.

I don’t know if that’s really true. Don DeLillo, for example, writes about ideas, and he’s widely revered by literary writers.

He’s less idea oriented now than in the past. If you look at “The Names” or “Great Jones Street,” at the core of both of those novels is a conceit that is very science fiction, in a way. I didn’t see that as much in “Underworld.” You could look on him as a guy who used to write some pretty good science fiction. You could probably find readers and critics who’d say he used to write this iffy stuff with all these geeky ideas, but now he’s matured. This is one of these “perception is reality” deals. If you look at science fiction, it’s a self-defining community and they know what they like. They’ve got their own frame of reference for looking at books. If you read the fine print in the reviews in the back of Locus magazine, there’s a real intellectual movement represented by the discourse going on in those reviews. It’s consciously apart from the mainstream literary world.

One side effect of books getting so little coverage is that different areas of literary activity or excitement often don’t seem to know that each other exists. And the literary establishment often isn’t aware of what most people are reading. What’s most visible in the press isn’t necessarily what’s reaching the majority of the readers.

There’s an interesting phenomenon where… I first noticed this when I was in a bar with a fantasy novelist having a few drinks. We got to the point in the evening when we had the “How big is yours?” conversation. We compared sales figures for “Snowcrash” with this other fellow’s latest and I think he’d sold more than I had and he was dumbfounded and so was I. It turns out that there’s a whole lot of writers like that, who sell impressive numbers of books. Compared to some of those people I don’t sell that many copies. I do fine, but the fact is for some reason I get attention that’s out of proportion to actual sales. What was new to me is that there were people like that, mastodons, who I’d never even heard of.

People see you as having become a crossover writer. Are you deliberately trying to bridge that gap with your more recent work, to reach readers who ordinarily wouldn’t consider science fiction?

But I got a big review in the New York Times for “Zodiac”! I think I got one for “The Big U,” actually, but I’d have to go back and check. I’ve heard from people, “Oh, I don’t like science fiction but someone talked me into reading this book.” There was some of that happening, certainly. But this is not what I ever think about. I try to follow my nose and write what I want to write and do it in a way that’s presentable and engaging for people. Everything beyond that is a marketing decision. I don’t think of myself that way and people don’t think of themselves that way.

Do you worry about losing your old audience?

The “Baroque Cycle” is about science, right? And it’s got ideas in it. So to me it’ll appeal to people who read science fiction. There’s always been a lot of historical stuff in science fiction. Kim Stanley Robinson just published “The Years of Rice and Salt” — which is a kind of historical novel. It’s been going on for a long time. Even when I was a kid, reading science fiction stories and books, every so often I’d run across one that happened to be set in the historical past. That was considered to be within the normal bounds of what these people write about.

There was a review of “Cryptonomicon” with a line in it that struck me as interesting. The guy said, “This is a book for geeks and the history buffs that they turn into.” I’m turning into one. I’m in this history book club, which is not all geeks but it’s definitely got some serious geeks in it. It’s been going for four or five years maybe. We’re all consistently dumbfounded by how interesting history is when you read it yourself compared to how dull it was when they made you study it in school. We can’t figure out why there’s that gap. I think they try to cover too broad a sweep at once so you never get down to the individual people and their stories. It’s all generalities.

You come from a scientific family, don’t you?

Both my grandfathers had Ph.D.’s in the sciences. My dad’s dad was a physicist and my mom’s dad was a biochemist. My dad is an electrical engineering professor. I have uncles who are scientists. More than anything, growing up in a university town got me interested in it. First we lived in Champaign-Urbana and then Ames, Iowa. Ames is the home of a university with a strong orientation toward science, technology, engineering. The community where I grew up, half the parents of the kids I hung out with were Ph.D. science types.

Were you interested in science as a kid?

I was always one of these little science geek guys who would do little experiments and build things. If you call blowing things up experiments, there were a lot of chemistry experiments. We played with model rockets. It was a freedom to mess around with things. Ames was the site of the Manhattan Project facility where they would take uranium ore that they’d trek down from Canada and extract uranium metal from it and then send the uranium on to Oak Ridge to be enriched. There were all kinds of facilities there for dealing with rare earths and radioactive elements. They also had a big agricultural engineering school. We did a thing in my Cub Scout troop where one of the dads got a bunch of corn seeds that were all from the same plant, divided them up into little bags, carried them across campus to another dad of one of the other scouts who worked with radioactive stuff, and he carried it down to the hot room in the basement and exposed these seeds to radiation, some hot isotope that they had down there. These were handed out to use at the next meeting and we were each supposed to take these home and plant them and at the end of the month a prize was given out to the healthiest plant and another to the weirdest mutation. We got some really weird-looking plants out of that. I’ve never had a green thumb, so mine died, but I don’t think it had anything to do with radiation.

I’m surprised you wound up as a novelist.

I started out as a physics major. I should have stuck with it. At some point I got interested in geography. There were fun people in that department to hang around with, and they had easier access to computers there, particularly to computer graphics terminals. I came within a couple credits of getting a double major, physics and geography. I could have gotten a physics degree, but I was ready to leave school, so I left.

How did you wind up writing your first novel?

I think my plan was to drive to the West Coast. I had this old pickup truck that I was going to do it in and I got as far as Iowa before I got it into my head that I should overhaul the engine of this pickup truck. It was burning oil. I was having to stop every 150 miles and put in a quart of oil. Now that’s not so bad. It would have made a lot more sense to buy a couple of cases of oil, but I have always had this fatal weakness for getting involved in the physical nitty-gritty of stuff. It seemed like a cool idea that I’d take apart this engine and fix it up with my own two hands. I launched into that and I was doing it in an unheated garage in Iowa in January. I was 21. It was bitterly cold and the engine was all dirty. If you know what you’re doing, you steam-clean the engine first, and I didn’t do that. I did a bunch of things wrong. It turned into a lengthy, grinding, unpleasant process. But I got it done, got the engine to work right, but I’d lost my momentum to go out West and do something there. My sole assets at that point were the value of the gasoline in the tank of this vehicle, in my parents’ garage.

So I decided to write my second novel. I’d written one in Boston, kind of a starter novel. Kind of a fantasy novel, I guess you could say. “The Big U” is No. 3. The second novel was an epic fantasy.

Were you inspired by Tolkien?

I was very consciously trying to do something that was not like Tolkien. This is a novel with a lot of geography in it. It was set on a planet that had a peculiar geography. It was geography-driven, geographical fiction.

Was that the point that you started to get serious about writing?

I felt like I was starting to get a little bit of traction as a writer. I wasn’t publishing anything, but I was starting to get the hang of it, and I knew what to do better next time. I got a day job in an office and started working on this third book, which became “The Big U.” The bottom line is that eventually it sold. It needed a lot of work because of the way I’d written it. There’s a theory or a paradigm of how to write that I’d imbibed without knowing that I’d imbibed it. Somewhere out there is the platonic ideal of the thing you’re trying to write and your rough draft is just a shadow of it. You toil through one draft after another trying to make it better. I sort of did that with “The Big U” and then I very consciously tried to do it with the thing I wrote after that, which never got published.

What happened to that book?

I had been reading all these accounts by other writers about how they produced their magnum opus and they all followed something I’ll call the distillation narrative. Which was: “I sat down and wrote a manuscript that was a foot thick and it had some good stuff in it, but it was too long. So I rolled up my sleeves and went to work and edited. Toiled. I cut and scraped. I hacked. I shortened and rearranged and got it down to six inches, but it still wasn’t good enough. So I went back and yada yada yada. And eventually I wound up with this trim little manuscript that had all the good parts in it.”

That was a reassuring theory of how to write because it didn’t require you to sit down every day and turn out good material. Instead it required you to sit down for eight hours a day and produce a huge volume of material and hope that there was something good in it. Then you’d go back later and cut out all the crap. Whatever works, but it failed for me, and it failed kind of expensively in the sense that I spent two or three years on that and produced a miserable, incoherent pile and sort of ruined a decent enough idea. I ended up feeling very anxious when I got to the end of the process and came to terms with the fact that this was not a publishable book. Then I panicked and wrote another book very quickly that got almost immediately accepted for publication and that was “Zodiac.”

How did you change your writing process after that?

I did figure out that I tended to write good stuff first thing in the morning. So I had all this free time in the rest of the day that I had to occupy with something other than writing. Because if I sat and wrote, I’d just bury the good stuff I’d written in crap and have to excavate it later. I did some construction work with a friend of mine. Basically the work habit I developed out of all that was of setting things up so I could write in the morning and then stop and exercise my penchant for getting into the nitty-gritty details of physical things. Not because that was productive in any way but because it kept me from screwing up whatever I happened to be writing. I tried to pattern things that way ever since. That’s worked fairly well.

One of things you like to do on the side is dabble in programming. Do you see similarities between writing code and writing fiction?

I think there are common threads between writing and programming. That’s a really easy statement for people to misunderstand and twist around so I’m a little leery of making it. All I’m saying is that the thing you’re making — the novel or the computer program — has got a very complicated and finely wrought hierarchical structure to it. The structure has to work right or the whole thing fails. But the only way you can work on it is by hitting one character at a time. You’re building this thing one character at a time while having to maintain the whole structure in your head. That description applies equally well to programming and novel writing even though they’re very different activities.

I agree that comparing the two could raise hackles in some quarters. People like to believe that one activity is entirely aesthetic and emotional and the other is entirely rational.

That’s a misconception. I justify say that by referring to the work of Antonio Damasio, who’s a friend of mine. He’s written a few books about the brain, and the one that’s most relevant to this discussion is “Descartes’ Error.” The error he’s complaining about is the idea that reason and emotion are different things. He tells a story about a patient who suffered a very specific localized kind of brain damage that was blocking a certain kind of interaction between how he thought and how he felt. In certain situations, this guy was better than other people at certain things. When driving on ice he didn’t panic and he knew all the rules, how to turn the steering wheel and keep his car under control, and he was able to drive when other people were skidding off the road. But if you asked him to schedule an appointment and gave him two dates to choose between, this guy could sit there for an hour, dithering over this simple choice. Every possible contingency or scenario that could play out would flash up in his head, and he didn’t know how to choose between them.

Damasio is arguing that one of the innate faculties of our brain is that we can envision a wide range of possible scenarios and then sort through them very quickly not by logic but through a kind of process of the emotions. Emotions associated with a particular scenario cause us to prune off whole sets of options. He claims that chess masters work that way. Part of the time it’s this very logical, rational thing, but part of the time it’s “This gives me the willies. I’m not going there.” Damasio quotes in this book scientists like Einstein who quite explicitly say that their process of shifting through ideas and deciding where to go with their research has a very strong emotional component to it. I don’t buy the idea of a split between a rational and an emotional mind. I suspect that idea is a lot more common among nonscientists. I think there’s a whole complex of factors behind scientists being pegged as emotionally remote or out of touch with their feelings.

I was amazed to discover that you wrote these three 1,000-page books by hand, but some writers do say that writing by hand puts them in better touch with that kind of intuition.

I do it all on paper. I started that with the “Baroque Cycle.” “Cryptonomicon” is the last book I wrote typing it into a computer. I use a fountain pen. The entire thing is in longhand.

Is that your method from now on?

I think so. It’s hard to say, because I tend to invent a whole different system for writing each book. This may turn out to be something just for these books.

Considering the period you’re writing about, maybe you should have tried writing it with a quill.

I thought about it. But that seemed a little over the top. What I figured out a long time ago is that, while I don’t get blocked that much, when I got really blocked and couldn’t get going on something, what always worked was to get away from the computer and sit down somewhere with a piece of paper and a pen and just start writing. So I thought, if this works so well to get the juices flowing, is there any reason why I shouldn’t try to write more that way? This was around the same time I was discarding the whole notion that one had to produce tons of material every day. The fact that it’s slower is not a problem because I wasn’t worried anymore about producing a lot fast. I like the fact that it never crashes, you can’t lose your work. Occasionally after I’ve typed it and I’m editing it onscreen, I may add a paragraph at the keyboard but that’s probably not more than a few pages out of the entire “Cycle.” Basically, every word was written with a fountain pen.

It’s incredible how much you’ve produced in the past few years while only writing in the morning. What do you do with the rest of the day?

Ever since about ’85 or ’86 I’ve indulged my penchant for getting into physical stuff. A lot of the time I’d do projects, whatever interested me. I’d build a model rocket or work on an electronic circuit or write a little computer program or work on the house or the car. There was a long series of things like that I would do.

Then I started skewing towards things that were really impractical, because if I got into practical things, I’d get into trouble. I’d work on a computer program and then I’d think, “Hey, there’s a business opportunity here.” And then I’d get distracted. Or I’d start a house remodeling project, wiring some outlets or something like that, and something would happen and I’d run afoul of the inspector and get into some kind of situation-comedy tangle that would make it hard for me to work in the morning. I ended up doing a lot of rocket building, large model rockets. That turned into me being on the advisory board of this space company in Seattle, Blue Origin.

Is it a research outfit, or do they actually make things?

It’s intended to be very much a making-things kind of operation, but right now it’s in a hiring and getting-ready stage.

Correct me if I’m wrong, but doesn’t building rockets cost a fortune?

It does cost a fortune, but that’s not my department. I’m a member of the advisory board with machine shop privileges. I go in there and try to make myself useful in an advisory capacity inasmuch as a science fiction writer can. Time will tell. Here I have to get really vague because it’s not my company and I don’t have an ownership stake in it, and so we’re no longer talking about my intellectual property, as it were. I tend to rapidly become bored with the more abstract parts of it. I want to go off and lift heavy objects and operate a plate grinder.

Laura Miller

Laura Miller is a senior writer for Salon. She is the author of "The Magician's Book: A Skeptic's Adventures in Narnia" and has a Web site, magiciansbook.com.

“Frankenstein” remixed

This masterful new adaptation of Mary Shelley's classic novel may be the best interactive fiction yet

This originally appeared on The Chimerist, a site devoted to the intersection of art, stories, and technology.

Whatever interactive fiction is (and we’re still figuring that out) it suffers from all the problems of traditional fiction and then some. The vast majority of novels and short stories aren’t much good, but when a branching fiction — along the lines of the old “Choose Your Own Adventure” children’s books — fails to engage, the first impulse is to blame the form rather than the content. Let “Frankenstein,” just released by Inkle Studios and Profile Books, serve as a reproach to that reflex. The app is a creative, subtle and sensitive adaptation of Mary Shelley’s classic novella, and it has singlehandedly renewed this critic’s hopes for interactive fiction.

What this “Frankenstein” isn’t is a replication of the source text with the addition of a lot of digital doohickeys like sound effects and illustrations that animate when tapped. The app is all about the text, even if it is beautifully framed by period art and anatomical illustrations. The reader is presented with a screenful of narration and then offered one or more responses to it. The preferred response, when tapped, delivers up another screen of text. (In an absurdly pleasing visual touch, these appear as sheets of paper fasted together by straight pins.) According to the press materials, the reader’s responses will shape the way the narrative is presented, although not to the degree of substantively changing the plot.

This is an important point. The pleasure of storytelling lies in the dynamic between the surprising and the inevitable. The reader wants to feel the story is going somewhere, that its events follow from each other in meaningful, but not too obvious ways. When a story can go anywhere, it feels meaningless. In Mary Shelley’s novella, which is saturated with the Western tradition of the tragedy, Viktor Frankenstein’s character is such that he must create a monster, and the monster’s body is such that he can never belong among human beings however much he yearns to. A “Frankenstein” that ended with either misfit finding a comfortable place in the world would be a travesty.

But that doesn’t mean the reader doesn’t long for the story to unfold otherwise; that’s the nature of tragedy. The great insight that writer Dave Morris brings to this adaptation of the novel is that while a reader cannot significantly change the outcome of the story, the interactive element can change the shading and flavor of the tale. It can be mournful and reflective or action-packed. The creature and his creator can show greater or lesser ambivalence about their own behaviors. The ambiguity of both figures is baked into Mary Shelley’s novella, and while Morris has nearly doubled the word count of the original, this mostly amounts to playing up or down what’s already there.

Morris — a novelist who has written graphic novels, games and, yes, Choose-Your-Own-Adventure stories for kids — has changed the original text in other ways, as well. (Let’s take a moment here to point out to all future narrative app developers that hiring a real writer who actually knows what he or she is doing is totally worth it.) He’s moved the setting to revolutionary France, a choice that shows shrewd understanding of the idealistic political climate that affected Shelley’s thinking; the new Republic is its own kind of Frankenstein’s monster. He’s also eliminated much of the 19th-century framing of the tale and converted it into two present-tense narrations. One is Frankenstein’s dialogue with either himself or a (possibly imaginary) companion. The other is a second-person account of the monster’s first weeks of life as it spies on a family of dispossessed French nobility and has the chance to observe the loving relationships it can never enjoy itself.

Morris presents the reader with choices I’ve not encountered in other interactive fictions. Is humanity mostly good, or mostly evil? Does the most recent development make you (the monster) feel hope or despair? Is the revolution the dawn of a brave new world or a descent into chaos and barbarity? While I’m usually skeptical that present-tense narration increases the “immediacy” of a story, in this case, it really does work, particularly in the sections concerning the monster. Depending on your own outlook, you may urge him to keep trying to connect with humanity, or promptly forward him on to homicidal rage.

In either case, the narrative is shaped not by the reader deciding to turn left or right, to go down into the cellar or to get out of the house — the usual actions offered on the choose-your-own menu. Instead, the options have more to do with personality and interpretation, beliefs and ideas. As a result of the reader’s choices, the characters seem more like him- or herself, with a concurrent ratcheting up of emotional investment. To my surprise, I found myself more moved by this adaptation of the Shelley novel than I have been by the source text. (Although the app does include the original if you want to compare and contrast.) This is the only interactive fiction I’ve ever read with that quintessential, old-fashioned readerly avidity: the hunger to know what happens next. Of course, I already knew, but that didn’t matter at all.

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Laura Miller

Laura Miller is a senior writer for Salon. She is the author of "The Magician's Book: A Skeptic's Adventures in Narnia" and has a Web site, magiciansbook.com.

“The Cove”: A mysterious skull

A new novel begins with a shocking discovery that takes us back to love and life in the South during World War I

This article appears courtesy of The Barnes & Noble Review.

Ron Rash’s atmospheric, strangely uncomplicated novel, “The Cove,” begins with a scene of melancholy and abandonment, the promise of obliteration, and a shocking discovery. It is 1953 and a man called Parton, a scout for the Tennessee Valley Authority, is investigating a remote parcel of land in North Carolina’s Appalachia for inhabitants who will have to be evicted in advance of the valley’s inundation. In a small notch — from which the book takes its title — over which looms a light-exterminating, anvil-shaped cliff, he finds a deserted farm. Pasture fenced by sagging barbed wire, a collapsed barn, a cabin and two wells are the desolate relicts of past life and labor. The general doominess of the setting is further enhanced by an ash tree decked in charms against evil forces, dead American chestnut trees (victims of the plague that wiped them out across the land), and the memory of the now extinct Carolina parakeet. Parton, thirsty, manages to winch up a bucket of water from one of the wells — and with it a human skull.

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I give little away in revealing this, as it occurs on page 4; it takes another 243 pages and a step back to the late summer and autumn of 1918 to discover the skull’s owner. It is then, during the last months of World War I, that the story takes place. At its heart is Laurel, a young woman afflicted with a large birthmark. She is shunned by the residents of the nearest town, Mars Hill, who believe that the cove is cursed and that she herself is a witch. Both her parents are dead, and with occasional help from a neighbor, she survived the previous summer alone on the farm while her brother, Hank, was away fighting in France. He has returned, absent a hand but resolutely capable and preparing for marriage.

In passage after passage, Rash describes life and work on the farm in its dailiness — the preparation of meals, tending to chores, mending clothes, setting fence poles, pulling wire — creating a sense of order and industry that would seem to promise future happiness and prosperity. But as the initial scene of desolation and death promises the reverse, an air of menace and foreboding pervades the story. And, indeed, like the waters that will inundate the farm decades later, powerful, destructive forces are gathering outside the cove.

On one of her forays to do her laundry in a stream away from the farm, Laurel hears and secretly observes a young man resting in a makeshift camp, playing a flute; days later she finds him near death, stung by a swarm of wasps. She brings him home; he recovers and produces a piece of paper saying that his name is Walter and that he cannot speak or read or write. As we — unlike Laurel or Hank — have already learned that a man has escaped from what turns out to be an internment camp for Germans, we get the picture. Walter won’t speak, but he will help with the farm, and this he does handily, capturing Hank’s admiration and gratitude — and Laurel’s heart.

All the while, anti-German hysteria is escalating in Mars Hill, a volatile temper encouraged by one Sgt. Chauncey Feith, a preposterous character ripped from a handbook of one-dimensional villains. Vainglorious, opportunistic and cowardly, he is a jingo, a sneak and a bully. The son of a politically connected banker, he has been deployed as the town’s recruitment officer, thus avoiding the perils of the battlefield. He has gone about this zealously, congratulating himself at every turn for sending young men off to the war and priding himself on being an “unsung hero, because you couldn’t go around telling people that any man can hold a rifle and stand in a trench but only a select few could do what a general or commodore or recruiter did.” That’s Chauncey Feith for you — believe it or not.

If Walter were to show up at Mars Hill and be recognized, there is no question that he would be strung up as a Hun. Meanwhile life and love go on at the farm. Walter helps Hank in sinking a second well, and the description of digging and lining it deep, deep in the earth is wonderfully potent. Indeed, Rash’s material detail, depiction of work and evocation of place — of nature, woods and stream, the play of light and the oppressive dark of the monstrous cliff — are truly splendid. Still, between the threat of a lynching and scenes from the cove, a vacuum yawns, and into it flows one simple question stripped of complexity: Whose skull? Or, put another way, happy ending or sad? The answer, when it comes, seems perfectly arbitrary.

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“Kingdom Come”: Terror in the London suburbs

A new novel traces an advertising executive's search for his father's murderer in a menacingly bland town

This article appears courtesy of The Barnes & Noble Review.

J.G. Ballard was born in 1930 in Shanghai, China, and returned to England in 1946, having been interned with his family in a Japanese prison camp, an experience that inspired his most popular novel, “Empire of the Sun.” Ballard’s astonishing fiction ranges across continents and galaxies, but a quiet London suburb was his home until his death in 2009, and it is to the suburbs that he returned in his last novel, “Kingdom Come.” In its opening pages, the narrator, a London advertising executive named Richard Pearson, travels to one of the “perimeter towns dozing against the protective shoulder of the M25″ to find out who murdered his father.  It sounds like the setup for a cosy English mystery.  But this is Ballard.  It will not be cosy.

Barnes & Noble Review“The suburbs dream of violence,” Ballard declares as we enter the blandly menacing town of Brooklands. Among this “placid sea of brickly gables” Richard searches his father’s flat for clues to the life — and violent death — of a parent he barely knew, a pilot who had “flown millions of miles … and then died in a bizarre shooting incident in a suburban shopping mall.” Three others died, and the suspected gunman, a mentally unstable local, is arrested but then released. The police, the family lawyer, the doctor who treated Richard’s father — all appear to be hiding something, while many respectable Brooklands residents seem to have formed a fascist militia.

When Richard first witnesses a racist attack, he concludes that “a new kind of hate had emerged”; its hub is the Metro-Centre, the mega-mall in which his father was killed. During one visit, Richard sits beside the mall’s manmade beach, where Julia Goodwin, his father’s doctor, has arranged to meet him. “The wave machine had been turned to its lowest setting,” he notices, “and a vaguely gastric swell, like a suppressed vomit reflex, flowed across the colorized water.” This languid, sickly image could only be Ballard’s. No other writer so effectively alienates his readers — and his protagonists — from an everyday reality that he reveals to be shifting, often nightmarish terrain.

At the same time, he soothes us. In “Kingdom Come,” as in Ballard’s short stories and in novels like “Crash,” the rhythmical balance of the sentences has a tranquilizing effect, like the shushing roar of the ceaseless traffic on the motorway outside Brooklands. Richard, too, seems oddly numbed as he probes his father’s involvement with local thugs, falls in love with Julia Goodwin, and is increasingly drawn to the Metro-Centre and to the figure of David Cruise, the mall’s TV celebrity.

The novel’s pace quickens as violence spreads and the Metro-Centre comes under attack. “Fights broke out, fists flailing through the workmanlike rise and fall of police truncheons” as screams are drowned out “by the blades of army helicopters cuffing the night air.” Soon the mall becomes a fortress, hostages are taken, and the wave machine churns up a corpse. Emerging from the wreckage, Richard predicts that “In time … an even fiercer republic would open the doors and spin the turnstiles of its beckoning paradise.” In his final, elegiac vision of suburban apocalypse, Ballard once again allows us to imagine the unthinkable.

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Gay literature’s new wrinkle

Nobel-winner Herta Müller has written a dazzling new gay novel. Does it matter that she's heterosexual?

(Credit: iStockphoto/RapidEye)

This week sees the publication of “The Hunger Angel,” by the Romanian-born German author Herta Müller. It’s her first novel to appear in English since she won the Nobel Prize three years ago, and the book, set in a Soviet labor camp in the years after World War II, arrives in America trailing behind it a passel of rave reviews in the European press: a masterpiece, they say, to be put next to Solzhenitsyn or Primo Levi.

But, more quietly, “The Hunger Angel” is something else – a major addition to the tradition of gay literature, and a rare evocation of gay life in the war years and after. Leo, the narrator, is just a teenager when he’s deported from Romania to the Ukraine, but he has already had his first “strange, filthy, shameless and beautiful” assignations in the town park and the local bathhouse. At first he sees his deportation as a welcome escape from his Nazi-supporting father, and a mercy for the mother he truly loves, for in his own eyes he is a double disgrace: not just gay, but an ethnic German who sleeps with Romanians. In the camp, hunger becomes all-consuming, and he longs for home, but he also watches fellow skin-and-bones detainees sneak off to an industrial wreck for sex and knows, “If I’d been caught in the camp I’d be dead.” “The Hunger Angel” lets a gay man embody universal themes of suffering and endurance but also captures the unique contradictions of gay desire – a substantial accomplishment, and one that’s even more impressive because Herta Müller is a straight woman.

Müller is part of a small but growing number of heterosexual writers publishing novels that not only include gay characters as central parts of their narrative, but are largely about gayness itself. It’s a trend that suggests that homosexuality may no longer be the taboo it once was, for writers — and for readers.

These days, in American and British fiction, at least, it’s no longer uncommon for straight writers to feature gay characters in a novel. Think of Claire Messud, whose “The Emperor’s Children” examines a young gay writer’s friendship with his two best friends, both straight women. Or read Jennifer Egan’s “A Visit From the Goon Squad,” which features a young gay kid experimenting first with drugs, then with sex. More recently, Chad Harbach in “The Art of Fielding” didn’t just feature a gay and decidedly not butch baseball player, but a 60-something, theretofore straight college president who falls in love with him. (These examples all feature gay men, obviously: Straight writers’ interest in lesbians is usually less edifying, as any gay person who endured Philip Roth’s “The Humbling” will remind you.)

Yet while straight writers now include gay characters as a matter of course, putting gay people at the center of a book remains all too rare. Gay characters can help straight writers write a book of larger scope, but a novel that concentrates on gay characters is automatically “gay fiction” – and that, sadly, still puts readers off. Gay novelists know all too well that without the right promotion, their books can end up relegated to the “LGBT interest” section of the bookshop, somewhere between the Spartacus travel guide and “Homosex: 60 Years of Gay Erotica.” (If, that is, the bookshop even stocks gay books; if, moreover, the bookshop hasn’t gone out of business.)

For straight writers, taking on gay subjects isn’t just an imaginative risk, it’s a commercial one. And therefore the list of examples is brief, but even so, they suggest that reader opposition to gay-themed books is on the wane. Although fantasy and science-fiction writers may have taken earlier steps, it wasn’t until the 1990s, with Pat Barker’s Regeneration trilogy, that a straight writer saw major success with gay literary fiction on both commercial and critical terms. The Regeneration trilogy,  with its cast of both real and fictional characters during World War I, had a built-in audience among British readers who grew up reading poets like Siegfried Sassoon or Wilfred Owen. Yet on the first pages of “The Eye in the Door,” the middle book, they were plunged into a rough (and fantastically hot) sex scene between two officers of different class backgrounds, complete with war wounds from Passchendaele and bedside Vaseline. “The Eye in the Door” goes on to detail the horrible persecution of gays in the British civil service, sometimes even by closeted gay men themselves, while in “The Ghost Road,” the last novel of the series and the one for which Barker won the Booker Prize, Sassoon, Owen and fictitious soldiers spend page after page thinking about their desire for men, and about the gaps between the military’s sometimes surprising tolerance and the cruelties of civilian life.

You see similar contrasts of confidence and doubt, narcissism and self-loathing, in Annie Proulx’s short stories, most famously “Brokeback Mountain.” The subsequent film was anxiously promoted as a “universal” love story, but Proulx insists that her two ranchers aren’t any old star-crossed lovers, and that gay desire has a special character. Ennis and Jack aren’t just incapable of having their love accepted by society; much more fundamentally, they hate themselves for loving who they love. Proulx told the Paris Review that she now gets fan mail from readers who have rewritten “Brokeback Mountain” with a happy ending, like the stale 18th-century tradition of letting a victorious Hamlet marry a not-drowned Ophelia. “They can’t understand that the story isn’t about Jack and Ennis,” Proulx lamented. “It’s about homophobia; it’s about a social situation.”

Homophobia is naturally a major theme in straight-written gay fiction, but it’s not all about tears and the law. In “Call Me By Your Name,” from 2007, the straight writer André Aciman looked at the enduring power of first love through a teenager’s overwhelming desire for another man, complete with lashings of sex in the forest, at the sea, and in the streets of Rome. (You will never eat a peach again without thinking about what those two guys do to a piece of fruit.) Straight novelists are even beginning to write about gay history, and in particular HIV/AIDS. Tristan Garcia’s “Hate: A Romance,” co-translated by the Paris Review editor Lorin Stein, examined not only the devastation of the first years of the disease, but the virulent debates between proponents of safe sex and more radical gay activists who see barebacking as a political act. That is the sort of thing even many gay writers are not yet ready to discuss.

It can only be a good thing that the terms of gay fiction are expanding to include not only more readers but more writers. Yet gays have been writing about straight people for hundreds of years, and while straight writers who write gay fiction are celebrated for taking a risk and for imagining something beyond their own experience, gay and lesbian writers who do the opposite, such as Colm Tóibín in “Brooklyn” or Sarah Waters in “The Little Stranger,” don’t really get the same credit. Perhaps this is because straight love and desire is omnipresent; perhaps, more homophobically, it’s because we still think gay writers “naturally” have such powers of imagination. Either way, while the situation has improved, gay fiction still suffers from ghettoization, and while straight writers may be mindful of the risks they take in depicting a minority to which they don’t belong, gays who turn to straight subjects can find the new, larger audience for their books bewildering. Michael Cunningham observed as much back in 2000, when he was asked about the success of “The Hours.” “I can’t help but notice,” said Cunningham, “that when I finally write a book in which there are no men sucking each other’s dicks, I suddenly win the Pulitzer Prize.”

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Jason Farago is a regular contributor to the Guardian and writes criticism for the London Review of Books, n+1, Frieze and other publications. He is also editor of Art in Common, a blog on art and urban life.

Pulitzers snub fiction

No novel won the coveted prize this year, but does that mean nothing good was published?

Details from the covers of "Train Dreams," "Swamplandia!" and "The Pale King"

The news that no Pulitzer Prize for fiction would be awarded this year came like a slap across the face to a book world still reeling from a Department of Justice suit filed against publishers trying to forestall an Amazon e-book monopoly. Double ouch! But does the Pulitzer snub mean that no good fiction was published in America last year?

I would (and have) argued otherwise, most strenuously; 2011 was an exceptional year for fiction, American and otherwise. I also suspect that the Pulitzer Board itself has not turned up its collective nose at every book produced by American novelists and short story writers in 2011. The Pulitzer Prize may wield far more clout with book buyers than any other American prize for fiction. It can turn an obscure title into a success and a modestly successful title into a bestseller. Readers take it seriously and snap up the books it honors by the thousands. But that doesn’t mean that the Pulitzer Prize for fiction doesn’t suffer from the same problems that afflict every literary prize, no matter its size or influence.

I have some insight into those problems because I served on the Pulitzer fiction jury two years ago. I can’t talk about my jury’s deliberations, however — that was part of the deal. I can tell you that choosing the winner of the Pulitzer Prize for fiction is a two-tier process, a fact that even people well-versed in the literary world tend to forget.

The first tier is the jury’s selection. Three jurors (usually an academic, a critic and a fiction writer) are responsible for wading through huge boxfuls of books. Anyone can submit his or her book to the Pulitzer competition for a small fee, and believe me: anyone does. We got hundreds and hundreds of them, including many self-published novels with titles like “The Bikinis of Alpha Centauri,” most of which read as if they’d been run through Google Translate into Farsi and then run back again into English before being committed to print.

From the many submissions, the jury picks three titles to recommend to the Pulitzer Board, and the board picks the actual winner, as well as selecting the winners of all the other Pulitzer Prizes. The board does have the option to select a title not on the jury’s list, but it rarely does so nowadays.

The heyday for picking no book at all was the 1970s, a time of considerable cultural upheaval and conflict. In 1971, the board rejected titles from Eudora Welty, Saul Bellow and Joyce Carol Oates. In 1974, a stellar jury consisting of Benjamin DeMott, Elizabeth Hardwick and Alfred Kazin (three titans of literary criticism) unanimously recommended that the prize go to Thomas Pynchon’s “Gravity’s Rainbow.” The Pulitzer Board dug in its heels and said no. In 1977, the last time the prize was not awarded, the jury favored ”A River Runs Through It” by Norman Maclean and the board shut them down.

Why? According to the critic and experimental novelist William Gass, who wrote a notorious diatribe on the subject, the Pulitzer Board’s taste is hopelessly mainstream, middlebrow and unadventurous. (In 1941, most of the board did pick Ernest Hemingway’s “For Whom the Bell Tolls,” but one member — who happened to be the president of Columbia University — put the kibosh on that because he considered the book immoral.) However, Gass’ complaint seems an absurd cavil to level against an institution whose power and influence resides precisely in the fact that it speaks to a broad audience.

The Pulitzer Board consists of working journalists and journalism professors, most with a deep respect for literature but relatively little familiarity with the literary world. This can be a strength and a weakness. The Pulitzer’s excellent record at singling out literary works that also appeal to a lot of readers is one reason why it has so much more influence than “insider” prizes like the National Book Award.

However, because the Pulitzer Board is fairly representative of educated Americans, it surely includes a lot of people who don’t really have time to read fiction — or, at least, literary fiction — anymore. Past boards might have been able to settle on a title that most of them had read even if it wasn’t offered as a finalist by the jury; reading at least a few of the “big” novels published during the year was something a lot more people did before the Internet and cable TV came along. In 21st-century America, the novel has become a marginalized and Balkanized art form, and even when avid fiction fans compare notes, they often find they’ve read nothing in common.

Chances are good that the three novels recommended by this year’s Pulitzer jury — “Swamplandia!” by Karen Russell, “Train Dreams” by Denis Johnson, and “The Pale King” by David Foster Wallace — are the only three serious new novels many of the board members read last year, apart, perhaps, from one or two others. These people are, after all, pretty busy doing things like editing the Denver Post and running the Columbia Graduate School of Journalism, jobs that are a lot more time-consuming than they used to be, as well as selecting the winners in the other Pulitzer categories.

By all accounts, the group could not reach a majority on any of the three titles recommended by the jury. It’s certainly unlikely that enough of them read fiction widely enough to agree on an alternate choice. In that, they truly are representative of American readers, and that bodes worse for our national literature than a year without a Pulitzer winner.

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Laura Miller

Laura Miller is a senior writer for Salon. She is the author of "The Magician's Book: A Skeptic's Adventures in Narnia" and has a Web site, magiciansbook.com.

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