History

The myths that just won’t die

Repeat after me: Ross Perot didn't cost George H.W. Bush the election

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The myths that just won't dieRoss Perot shown in this Nov. 2, 1992 photo captured 19 percent of the vote in 1992, perhaps giving Clinton the edge he needed to beat George Bush. More recently he has tantalized current supporters with suggestions he might run again, but continues to say that it is up to his new Reform Party, and not him, to decide. (AP Photo/ Ron Heflin, FILE)(Credit: Associated Press)

(see Updates I and II below)

About the only thing I can say about this piece from Gregg Easterbook is that I’m absolutely floored by the ignorance it conveys.

Easterbook’s premise is that a “third party spoiler” running a “vanity” campaign in 2012 could cost Barack Obama the election, siphoning off Republican-friendly voters who are turned off by their party’s nominee but reluctant to back the president. Specifically, he points to Michael Bloomberg, and advises Obama to “appoint him to something important ASAP” — before the New York billionaire throws the election to Mitt or Tim or … whoever.

I’d say this is going too far (I’ve argued that Bloomberg could — if certain economic and political conditions are met — win a decent share of the vote as an independent, but that his “spoiler” potential is overstated, and that he’d have no realistic chance of victory), but it’s not the troublesome part. What I have a problem with is this:

Now factor in spoiler candidates who run for reasons of ego, knowing they can’t win. Carter lost because a third-party vanity candidate, John Anderson, siphoned off liberal voters. The elder Bush lost because a third-party vanity candidate, Ross Perot, siphoned off conservative voters. Plus, in 2000, a third-party vanity candidate, Ralph Nader, threw the election to the younger Bush, away from Al Gore, who prevailed in the popular vote.

That’s three of the last seven presidential elections swung by third-party candidates who were in the race mainly as acts of self-flattery. We live, after all, in an era in which personal promotion often trumps substance.

This is completely and thoroughly untrue — and it’s not an even remotely ambiguous matter. Let’s take them one at a time.

Jimmy Carter lost in 1980 because of John Anderson? Well, that was the Carter campaign’s fear throughout the summer and fall of 1980 (and the Reagan campaign’s hope). It’s why Carter refused to participate in any debates in which Anderson — a liberal House Republican who had bolted the GOP after briefly seeking its nomination in order to wage a third party campaign — participated. But it’s not at all how things played out.

When Anderson began his independent bid in the spring of ’80, he reached as high as 24 percent in national surveys. But he had trouble raising money and steadily lost ground in the ensuing months. By September, his support was in the mid-teens, and it declined further after he and Reagan engaged in a nationally televised one-on-one debate. It was around that time that pollsters began to realize that the assumptions about Anderson’s effect were wrong. Sure, it seemed logical to assume that his message would resonate primarily with Carter voters. But at a practical level, he was simply another option for frustrated voters who had already decided not to back Carter for another term. Polls found Anderson voters nearly as likely to list Reagan as their second choice as Carter. The election was fundamentally a referendum on Carter, and with unemployment, inflation, interest rates and gas prices soaring — and with national confidence sagging, thanks to a protracted hostage crisis — the majority of Americans were set to toss the president out. The only question was which of his opponents they’d support. This explains why Anderson’s support dropped so steadily as the election neared: Anti-Carter voters came to fear wasting their votes on Anderson (and maybe even helping Carter score a backdoor victory).

Thus, Anderson finished with just 5.7 million votes on Election Day — or 6.6 percent of the vote. Reagan’s margin over Carter? 8.4 million votes, or 9.7 percent. In other words, even if you awarded every single vote for Anderson to Carter, the president still would have finished with nearly three million fewer popular votes than Reagan. Moreover, we know that many Anderson voters preferred Reagan — not Carter — as their second choice; so without Anderson in the race, Reagan still would have won easily. The notion that Easterbrook is now advancing — that Anderson denied Carter a second term — was actually debunked on the spot 31 years ago. Here’s how Newsweek reported it:

John Anderson’s impact on the race was largely overshadowed by the broad-based Reagan landslide. It was in one sense tempting to view him as a spoiler; Anderson’s vote was actually greater than Reagan’s margin of victory in thirteen states, among them New York, Wisconsin, North-Carolina and Connecticut. But had Anderson not run, Carter would have picked up barely half (49 per cent) of his vote; 37 per cent of Anderson voters said they would have backed Reagan.

Next up: Ross Perot and 1992. Easterbook argues that George H.W. Bush lost because the Texas billionaire “siphoned off conservative votes.” False.

The endurance of this particular myth, regular readers will recognize, is particularly bothersome to me, and I’ve written about it several times. Easterbrook is hardly the only one who’s still pushing it. I can’t tell you how many times I have heard someone matter-of-factly make this claim in the past few years. Generally, it’s from conservatives who like to pretend that Bill Clinton’s ’92 victory was a fluke, but there are liberals who still fall for it too.

Instead of recounting all of the details of the ’92 race here, I’ll simply refer you to one of my previous posts on the subject. If you want the Cliff’s Notes version it goes like this: (1) Economic anxiety was high, causing Bush’s poll numbers to drop to poisonous levels — by the fall of ’92 he was not an incumbent who, on paper, should have won reelection; (2) Not a single public opinion poll from the middle of July (when Perot dropped out the race) through the end of September (when Perot returned) gave Bush a lead over Clinton — not even in the immediate wake of the August ’92 GOP convention. In fact, Clinton’s average lead in this period was double-digits — and the race was not tightening at the time Perot jumped back in; (3) A comprehensive national exit poll found that Perot voters were divided almost evenly on their second choice and that Clinton — in a two-way race — would still have beaten Bush by 5.8 million votes (his actual margin was 5.3 million in initial ’92 tally). Here’s how the Washington Post summarized the exit poll:

Ross Perot’s presence on the 1992 presidential ballot did not change the outcome of the election, according to an analysis of the second choices of Perot supporters.

The analysis, based on exit polls conducted by Voter Research & Surveys (VRS) for the major news organizations, indicated that in Perot’s absence, only Ohio would have have shifted from the Clinton column to the Bush column. This would still have left Clinton with a healthy 349-to-189 majority in the electoral college. 

And even in Ohio, the hypothetical Bush “margin” without Perot in the race was so small that given the normal margin of error in polls, the state still might have stuck with Clinton absent the Texas billionaire.

In most states, the second choices of Perot voters only reinforced the actual outcome. For example, California, New York, Illinois and Oregon went to Clinton by large margins, and Perot voters in those states strongly preferred Clinton to Bush.

Repeat after me: Ross Perot did not “cost” George H.W. Bush the 1992 election. If you see or hear a commentator using this claim as supporting evidence, immediately discount whatever argument that commentator is advancing. The poor economy doomed George H.W. Bush in 1992 — not a short billionaire from Texas.

And then there’s 2000: Gore, Bush, Florida, Nader — you remember it all. Easterbrook has a point on this one, I suppose (even if I would argue that more Nader voters would probably have backed Bush as their second choice than we generally realize). But really, the ’00 example serves to illustrate the very narrow and specific set of circumstances required for a third party candidate to swing the election. The race came down to Florida, where Bush’s official margin of victory was 537 votes — and where Nader received nearly 100,000.

The bottom line is that a serious third party candidacy next year — one on the level of Perot ’92 — will simply serve as an indication of much deeper trouble for Obama. Perot took off in ’92 because swing voters will deeply uneasy over the economy and, thus, dismayed with Bush’s perceived job performance. With or without Perot in ’92, Bush would have lost — just as Carter (running under similar condition) would have lost with or without Anderson in 1980. The same goes for Obama next year: A double-dip recession will probably doom him, whether he has one general election opponent or two. Conversely, if the economy continues to improve, there simply won’t be room for a major third party candidate; and if a self-funding third party candidate like Bloomberg were to force the issue, it wouldn’t be a threat to Obama, since swing voters will happily reelect a president they like if they perceive the economy to be on the rebound. This is why there was no room for an independent candidate when Reagan ran for reelection in 1984, and why Perot was unable to gain traction when he ran again in 1996.

Update: In the comments section, “The Voice of Reason” provides a useful demonstration of the logic that people can employ to keep these myths alive:

You suggest that the “Anderson spoiler effect” was debunked, yet the quote from the Newsweek is revealing: “Anderson’s vote was actually greater than Reagan’s margin of victory in thirteen states.” I’ll remind the author that we do not elect a president on popular vote, but on the electoral college so using popular vote numbers as statistics in this case is misleading. The spoiler effect is state to state and can come down to tipping only one state’s electoral college vote, i.e. Florida in 2000.

For the record, the 13 states in which Anderson’s total was greater than Reagan’s margin were: Maine, Vermont, Massachusetts, Connecticut, New York, Delaware, North Carolina, Michigan, Wisconsin, Arkansas, Kentucky, Maryland and Mississippi. The total number of electoral votes in the these states (as of 1980): 150. Reagan’s electoral vote margin over Carter: 489 to 49. So even if you took every vote that John Anderson received in every one of these 13 states and added it to Carter’s tally, Reagan still would have won a decisive electoral college victory: 339 to 199.

But that’s beside the point, because — as noted above — we have known for 31 years that not that every Anderson voter would have gone to Carter as his/her second choice; in fact, Anderson voters were only slightly more likely to favor Carter as their second choice than Reagan. In other words, Anderson’s absence wouldn’t actually have flipped many — or maybe any — of these 13 states to Carter.

Update II (starting to sound like Greenwald here…): Combing through the rest of the comments, I notice several people make the same basic argument for the ’92 mythology: Forget the exit polls — Perot’s real impact was in undermining Bush and softening him up for Clinton. For instance, “Amity” writes:

The 1992 election was not simply a question of who was whose second choice on election day. Early in the campaign, Perot had managed to wedge himself into what was at that point essentially a three-way dead heat. Steve Kornacki knows perfectly well that Perot did not spend the entire campaign as some interesting oddity — he set the agenda early and masterfully in his public appearances and left the other candidates flat footed.

Kornacki would have us believe that the 1992 election was a foregone conclusion and Perot literally may as well not have existed. But the history of the late 20th century has shown that there is no Republican economic crisis so great that Democrats can’t find some way to flub it. There was nothing about the situation in 1992 that made it automatically impossible for Bush to take the situation at hand, co-opt Perot’s populist economic agenda, and wipe the floor with it.

Yet it was Clinton who did that instead, and Bush dithered. You could argue that Bush dithering had been his problem all along, long before Perot was in the picture, but that’s just begging the question. Clinton’s popularity through 1992 waxed in exact proportion to the extent to which Perot’s waned.

Of course by November Clinton had become most Perot supporters’ second choice. That doesn’t mean that Perot’s campaign started out (implausibly) as a Clinton fifth column — rather it serves as an admirable, though by no means singular, demonstration of the reason why Clinton’s campaign is 20 years later still studied by everyone serious about electoral politics in America.

In particular, Karl Rove studied Carville’s strategy and took the lessons learned to heart — which you might think Gore could have done too.

The basic problem with assessments like this is that they place far too much weight on campaign messaging, tactics and events — and not nearly enough on the basic structural factors that dictate the outcomes of most presidential elections.

When it comes to analyzing ’92, by far the most important thing to remember is that the race featured an incumbent president (whose party had controlled the White House for an unusually long 12 years), rising unemployment, and sagging public confidence. After spiking to an artificially stratospheric 91 percent after the winter ’91 Gulf War, Bush’s popularity steadily eroding as the bad economic news mounted. By Labor Day, his approval rating had fallen under 60 percent. By Christmas, it was under 50 percent. By March of 1992, it was nearing 40 percent — a dangerously low level that generally signals looming defeat for an incumbent. In fact, by early March, polls found Bush losing to both of the Democrats’ top two prospects — Bill Clinton and Paul Tsongas.

All of this happened without Perot and his big ears and charts in the picture. It wasn’t until February 20 — two days after the New Hampshire primary, in which Bush was humiliated by Pat Buchanan’s surprisingly string showing — that Perot, then largely unknown to most Americans, announced on “Larry King Live” that he’d be willing to run if volunteers put him on the ballot on all 50 states. The Perot movement quickly gained steam and climbed to impressive heights in national polling. By late May, he was leading the three-way horse race, slightly ahead of Bush and far ahead of Clinton.

It’s not a mystery what was going on: Voters had already given up on Bush. The economy explains why and the steady, months-long decline in his popularity is the proof. But as the Democratic nominating process wrapped up and Clinton emerged, voters were eager for another non-Bush option. Clinton had been absolutely battered by scandal — Gennifer Flowers, the Vietnam draft, and so on. It is hard to appreciate now, but the conventional wisdom in Democratic circles at the time was that Clinton, in the words of then-Sen. Bob Kerrey, would be cracked open “like a soft peanut” by the GOP attack machine in the fall. Clinton’s personal popularity was horribly low; voters found him profoundly slippery and untrustworthy. But Democrats didn’t have much of a choice: Bush’s artificial post-Gulf War popularity had scared off all of their A-list prospects, and Tsongas — with his pro-Wall Street message and charisma-challenged style — was unacceptable to too many key elements of the party coalition.

Thus, there was a vacuum: Voters did not want to reelect Bush, but they also didn’t want to vote for Clinton. Perot surged — and Clinton struggled to break 20 percent. This was not a case of Perot’s message waking up voters to the unpleasant realities of Bush’s record and convincing them to turn on him. They already had done so (for absolutely predictable reasons). Perot was merely capitalizing on this predictable discontent. And it’s not as if his message was even original: Tsongas had been doing the anti-deficit outsider thing for a year before Perot arrived on the scene — and ended up garnering nearly 5 million votes in the Democratic primaries.

The Perot phenomenon soon crested. His behavior grew erratic as the media ratcheted up its scrutiny. Meanwhile, anti-Bush voters began growing more comfortable with Clinton as they were exposed to him more. With Clinton emerging as a viable option, there was less an less room for Perot. By July, Perot’s support had slipped back to the 20s, with Clinton’s rising. Perot then dropped out during the Democratic convention in mid-July, after which Clinton surged to leads of 20-25 points in national polls. Here’s the important part: He maintained wide leads for the next 2 1/2 months, during which it was a two-way race. Even Bush’s post-GOP convention bounce in mid-August wasn’t enough to put him ahead of Clinton, and polls throughout September weren’t even close. In a two-way race, Clinton was dominant — and there was no sign that Bush and his vaunted “attack machine” could do anything about it. Of course they couldn’t: Not with unemployment soaring, confidence sagging and Bush’s approval rating under 40 percent. The race was fundamentally about the incumbent.

When Perot returned to the race at the start of October, little changed. Sure, Perot performed ably in debates, rehabilitated his own image, which had been damaged by the bizarre circumstances of his July exit (he had blamed Republican “dirty tricksters” and suggested they had tried to sabotage his daughter’s wedding), and managed to snag nearly 20 percent of the popular vote. But his presence never altered the basic dynamic of the race: Voters wanted Bush out and Clinton cleared the (very low) hurdle of being an acceptable enough alternative.

The idea that  Perot came along and mucked up a fundamentally winnable election for Bush just doesn’t mesh with reality. Without knowing anything about his opponents, any election forecasting model would have predicted a Bush defeat based on the economic conditions that prevailed in the run-up to the ’92 election. Perot was not the cause of Bush’s political misfortune that year — he was a symptom of it.

 

Steve Kornacki

Steve Kornacki writes about politics for Salon. Reach him by email at SKornacki@salon.com and follow him on Twitter @SteveKornacki

Can cities desegregate?

Urban centers have been racially divided since Mesopotamia -- but radical, global new measures aim to change that

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Can cities desegregate? (Credit: iStockphoto/AdrianHillman)
This article is an adapted excerpt from "Segregation: A Global History of Divided Cities," available May 29 from University of Chicago Press.

“Segregation,” the preacher paused to let his congregation absorb the full solemnity of his message, “is apparent everywhere.” It was December 4, 1910, in Baltimore, Maryland. Members of the largely African American crowd that had gathered in the sanctuary and overflowed onto the steps of the John Wesley Methodist Episcopal Church were grimly aware of what the Reverend Dr. Ernest Lyon was talking about, at least as far as the United States was concerned. The country’s black slaves had been emancipated less than a half century before. But now white people in Baltimore and elsewhere, even in cities outside the formerly slave-owning South, were clamoring for new ways to assert political supremacy. They had devised a new technique of racial control—segregation.

Since about 1900, whites across the United States had been outdoing each other shouting these four dread syllables from the political rooftops. In the name of segregation, they had passed laws that relegated blacks to inferior Jim Crow schools, train cars, railroad station platforms and waiting rooms, restaurants, theaters, public bathrooms, amusement parks, and even public water fountains. Employers and white workers imposed color bars that kept certain higher-prestige jobs off limits to blacks. Laws that prevented blacks from voting helped to reinforce the system. Earlier that year, on July 5, 1910, a group of angry whites in Baltimore decided it was time to take a step further and extend segregation to the city’s residential neighborhoods. As a result, Lyon reminded his congregation, “the city fathers of Baltimore are having under advisement at this time a measure which seeks to deprive free men … of their right to live and own property anywhere they can.” Two weeks after Lyon’s sermon, on December 20, 1910, Mayor J. Barry Mahool signed the city’s pathbreaking segregation ordinance into law. The ordinance divided every street in Baltimore into “white blocks” and “colored blocks” based on the race of the majority of their inhabitants at the time of the ordinance’s passage.

Segregation may have come to Baltimore, and it was definitely spreading across the United States, but it was also crisscrossing big expanses of the world beyond. It was not by any means limited to America and Africa—nor to the newly dawning twentieth century. Urban segregation designed to enhance elite groups’ power and wealth extends back to the most ancient of cities in Mesopotamia, and it was practiced in most other ancient civilizations as well. European colonial segregation dates at least as far back as the Middle Ages, when English colonists in Ireland and Italian merchants in the eastern Mediterranean reserved separate parts of overseas colonial towns for themselves.

Similar practices went into the ghettos that the Christian rulers of Venice and other Europeans cities established for Jews. The idea of separating a “black town” from a “white town” dates back to 1700, when British officials decided that color designations were crucial to governing their southern Indian colonial city of Madras (today’s Chennai). Race first entered into the conversations about urban segregation in the late 1700s in Calcutta (Kolkata), the capital of British India. British officials coined the phrase “hill station” in the early 1800s to describe dozens of segregated cities they built in the highlands of India, such as Simla—but the Dutch had built a similar place in Java a hundred years earlier. Baltimore’s 1910 segregation ordinance was not the first; experiments with legalized urban color lines arose in the mid-1800s in cities in China and around the Pacific Rim; they were designed to keep Chinese people from living in the white sections of cities like Shanghai, Hong Kong, and San Francisco.

The word “segregation” itself was first used for techniques of racial isolation in Hong Kong and Bombay (today’s Mumbai) in the 1890s. From there it inspired a nearly worldwide spread of what I call “segregation mania” across Asia, Africa, and the Atlantic world. The mania even resonated in Latin American cities like Rio de Janeiro and Buenos Aires, where distinctions between black and white were typically murkier than elsewhere. Monumental segregated colonial capitals went up in places like Rabat, in French Morocco, and New Delhi, in British India, signaling new arrogant ambitions for urban planning based on separate racial zones.

The most radical of all forms of urban segregation arose during these same years in two rapidly industrializing white settler societies. In South African cities like Durban, Cape Town, and Johannesburg, imperial officials and white settlers put in place the precedents for what would be called “apartheid” after 1948. In the United States, Baltimore’s segregation ordinance was soon followed by a subtler and ultimately more durable system of segregation, this one designed in Chicago and based above all on racial dynamics in the real estate market.The tide of urban racial segregationism reached its high-water mark worldwide during the twenty years following Dr. Lyon’s warning in Baltimore. However, members of Dr. Lyon’s congregation took his warning seriously. They helped lead a massive social movement with the goal of stopping whites’ segregationist ambitions. By the 1930s, this African American civil rights movement had created loose alliances with similar movements for national liberation in colonies across Africa and the world.

After World War II these movements succeeded in widely discrediting both racism and segregation, and they also forced whites to give up many of the practices they used to draw urban color lines. Still, the early twentieth-century mania for racial segregation left a terrible legacy for the cities of today’s world—and for the larger human communities in which they are located. Some aspects of the system of residential segregation that operates in the United States can be detected in otherwise quite different cities in the world’s other wealthiest countries, such as London and Paris, the ancestral hometowns of the world’s most influential white segregationists. The cities of Latin America and the colonial cities that Europeans and Americans ruled more recently in Asia and Africa have transformed into massive megacities sharply divided by class. There, new pressures from international financial institutions have enhanced the legacies of colonial-era segregationist urban policy. American Jim Crow fell during the 1960s and South African apartheid finally collapsed in 1994, but settler-led urban segregation continues to play a dispiriting role in some of the world’s most excruciating political conflicts, most notably in Belfast, Northern Ireland, and in Jerusalem and other cities of Israel-Palestine. In many places, the explicitly racial component of segregationism has been supplemented—or disguised— with talk of class, culture, ethnicity, and, most dangerously, religion. But much of the underlying logic and many of the techniques bear unmistakable legacies of the forces Reverend Lyon warned his congregation about in 1910.

Today, more than half of all human beings are city dwellers. We need our cities more than ever. Their comparatively rich economic, political, and cultural opportunities and their potential for a relatively small per capita environmental footprint may well make them crucial to our very survival as a species, as our many billions rapidly multiply and as we just as rapidly diminish our planet’s resources. But segregating our cities diminishes their promise—it makes them less equal, less democratic, less livable, less safe, and less able to sustain us all.

While it is amply true that supporters of white and elite privilege remain in charge of the commanding heights of the world’s urban politics, it is just as fully true that more people than ever before have come together to imagine and begin to create explicitly antisegregationist urban futures.

Many of these new visions would have been inconceivable even during the headiest days of the postwar black and brown racial revolution. To thrive in the otherwise hostile era since, today’s antisegregationist visionaries—who include grassroots activists, academics, public officials, reformers, and planners—have developed cross-oceanic intellectual networks of their own, building upon and refining those left behind by postwar revolutionaries, a process dramatically expanded in the age of the Internet. Though their hemisphere-crossing exchanges have not yet been able to slow the renewed march of segregation, people active within them have been able to acquire real slices of power within governments, the broader universe of intellectual interchange, and even in urban land markets.

The intellectual scope of their endeavor is unprecedented. Elaborating on the thought of such pioneers as W. E. B. DuBois, racial theorists have turned the concept of race on its head, arguing that racial divisions are not a natural phenomenon but a political one, subject both to mystifying rhetorical camouflage and hardened institutional inequalities that must be continually exposed and critiqued. Urban historians have dissected the dynamics of segregation, more fully uncovering some of the most highly camouflaged practices involved. At their best, social scientists who debate the spread of ghettos and slums on all continents have identified and dissected the complex and multidimensional political dramas that underlie color and class lines in cities. Planners and environmental justice activists have soundly rejected old theories that segregation wards off natural threats like disease. Instead, their work shows conclusively that urban division only increases the exposure of cities’ most vulnerable residents to environmental perils. More importantly, they point out that the kinds of segregation that depend on sprawl— and thus also upon enormous amounts of habitat destruction and automobile usage—dangerously increase cities’ environmental footprints, threatening our survival as a species. Urban activists and theorists, most notably those organized under the United Nations’ World Urban Forum, have called upon governments to recognize that all people have a fundamental “right to the city”—that is, freedom from all obstacles to urban opportunities, including freedom from residential segregation.

For these activists and thinkers, there are many ways to fight against urban divides in the interest of all people’s rights to the city. In some places, residents persuade real estate agents and local banks that integration and local public housing creates a more stable community than segregation, raising property values. Even where the actual creation of integrated communities is a long-term prospect, residents can revive their own slums and ghettos, attracting job opportunities to locate in closer proximity so that spatial disadvantages are minimized. Transport systems can make color and class lines more porous, thus giving excluded urban residents easier access to opportunities that remain distant while lowering the environmental footprint of the city. Growth boundaries around cities can slow sprawl, thus making white or elite flight more difficult and creating denser cities that also offer environmental benefits while again bringing urban opportunities closer to all. And, even in the absence of major spatial changes, the fight for more just workplaces and for government policies that redistribute wealth more fairly across racial and class lines can create more equality between all urban neighborhoods.

It is in Europe, perhaps not surprisingly, that such antisegregationist political forces have the most sway within governments. There, the strong base of support for social democracy and for centralized and relatively egalitarian urban planning has most successfully weathered attacks from New Right politicians, anti-immigrant racists, and international financial speculators. France is probably the best example, since its cities are arguably the most segregated of any wealthy society outside the United States. There, conservative leaders like Jacques Chirac and Nicholas Sarkozy, both of them well known for their hostility to immigrants, have nevertheless felt compelled to join the call for mixite sociale first enunciated by the Socialists in the 1990s.

Since 2003, their center-right administrations have pushed a massive, forty-billion Euro urban revitalization campaign to replace French cities’ ghastly postwar public housing towers with new estates and to expand the stock of public housing so that even wealthy municipalities reach the 20 percent quota envisioned by the Socialists’ anti-ghetto laws. Skeptics have rightly noted that these pharaonic new grands travaux have not yet had much effect on youth unemployment rates, which hover around 40 percent in the most “sensitive” banlieues, nor have they had much effect on Paris’s larger east-west pattern of segregation. Some suspect the housing program to be a flashy stalking horse for reductions in other social expenditures. But under questioning, Sarkozy’s housing minister piously declared that Paris’s “ghettos of the rich,” as its most conservative Western arrondissements are called, will not be exempt from their public housing quotas. He even endorsed Paris’s Socialist mayor’s recent moves to buy some of Baron Haussmann’s bourgeois apartment buildings in the swank districts near the Eiffel Tower and convert them to public housing. So far, white flight and resistance from wealthy residents and conservative mayors— including in the richest suburban municipality in the country, Sarkozy’s own Neuilly-sur-Seine—has slowed progress toward increased mixite. Still, in the dog days of late 2010, as financiers’ speculative attacks on the Euro resounded across the continent and as Islamophobic appeals redoubled, Sarkozy’s party voted robustly to refund a program of urban “territorial solidarity” that would be unimaginable, even under a “liberal” administration, in the United States.

Elsewhere in Europe, Canada, and Australasia anti-immigrant forces are just as strong as they are in France, and evidence of creeping race and class segregation can be found in many places. That said, earlier policies of building extensive but generally small-scale and dispersed public housing estates have ensured that color lines are generally less stark. It is true that public housing is an imperfect tool of urban integration: white tenants of public estates do not necessarily want to have neighbors of color any more than middle-class white homeowners, and worries about property values in the private market diminish government’s ability to build public estates where they might break up color lines. Still, even in places like post-Thatcher Britain, where governments have sold off many council estates—and even in such a historical heartland of segregation as London’s West End—it is still possible to find pockets of municipally owned affordable housing, often filled with immigrants of color, across the street from newly gentrified luxury apartments. Such patterns, which one observer labeled “microsegregation,” might actually be among the most successful attempts by any government in modern world history to use residential integration as a tool to at least begin reducing spatial disadvantages. In London and elsewhere on the continent, relatively extensive, cheap, and efficient public transport systems also help diminish some of the harms of segregation. So does London’s Greenbelt plan and other efforts to constrain sprawl, most notably in Sweden, the Netherlands, Canada, and New Zealand.

For these reasons, some European, Canadian, and Australasian cities have justly earned their reputation as the most egalitarian, integrated, and environmentally sustainable on earth. But heavy reliance on top-down government policies—no matter how successful—has some critics justifiably concerned. For all the public support that welfare states and egalitarian urban-planning policies enjoy in Europe, many governments’ actual implementation of programs too often occurs without much input from racially marginalized and low-income people themselves. The alienation many people feel from mainstream institutions— especially young people—diminishes the work of egalitarian policies. Worse, an important source of creativity and political influence lies relatively untapped.

The potential of excluded peoples’ creativity and power, paradoxically, may be easiest to see in places where governments have either given up on the fight for urban inclusiveness or where segregationist forces have most mercilessly outflanked egalitarian public agencies and policies. Such is the case in the United States, where decades of white retrenchment and free-market policies have helped to sustain many of the archsegregationist patterns set in place in the early twentieth century. These have left the country with the least egalitarian, most devastated, and most environmentally damaged excluded urban zones in the wealthy world.

Despite that history, some European antisegregationists have waxed enthusiastically about evidence of “community empowerment” they perceive in some of the least favored zones of American cities. This enthusiasm needs to be tempered, to be sure: In the United States, “empowerment” has just as often served as a cynical rhetorical cover for the weakening of even the most meager of countersegregationist public policies. Conversely, while many of the most creative initiatives in US urban politics have arisen from grassroots organizations that keep the spirit of the civil rights movement alive by mobilizing the residents of segregated ghettos, most have repeatedly demanded that American governments funnel more money into neglected urban areas.

Whatever their methods, it is undeniably true that these scrappy and courageous community-based organizations have done much of the work of desegregation that has occurred in the United States during the New Right era: they shoulder the greatest burden of enforcing fair housing laws, cajoling real estate agents and banks to help preserve the country’s few integrated neighborhoods, building affordable housing, passing inclusionary zoning ordinances, pushing for government action under the Community Reinvestment Act, advocating for expanded government support of underfunded schools, combating police brutality and the expansion of carceral ghettos, and drawing attention to urban environmental injustices linked to segregation. Some have been able to make significant inroads into inner-city land markets and finance as well, either by founding community development corporations, or by “banking” vacant urban land for socially responsible reuse, or, as in the case of Boston’s Dudley Street Initiative, by acquiring the power of eminent domain from the city government and going into business as nonprofit developers beholden to the community’s residents.

Though the scale of their operations is often limited, they have not been afraid to take comprehensive approaches to neighborhood revitalization. In Buffalo, New York, for example, People United for Sustainable Housing (PUSH Buffalo) and other allied organizations have linked affordable housing development with green rehabilitation techniques that lower residents’ heating and other costs. They strategically acquire some of the city’s multiplying vacant lots, resulting in an expansion of urban parkland, an urban farm, small-scale renewable-energy projects, and rainwater-management infrastructure. In direct action campaigns, the community’s residents have leveraged the victories of the global environmental movement and forced open the taps of “green” government and corporate funds. Using those funds, they hope to transform the business of neighborhood revival into a community-managed industry that creates local jobs and small businesses.

As this example suggests, the United States—despite its status as the historic cradle of suburban white-flight and automobile-enabled sprawl—has also recently become home to some of the most extensive discussions of the connections between desegregation, city planning, and the fight against global warming. Inner-city-based movement for environmental and transportation justice helped propel these debates, which have also involved growing numbers of antisprawl activists in the suburbs as well as professional planners attracted to the international New Urbanist and Eco Cities movements. Urban planning built around public transport and walkable spaces has enormous potential to make urban color and class lines more porous and thus create cities that are at once more just and sustainable. It is true that in housing markets where race and class exclusivity determines property values, privileged residents often strongly resist boundary-crossing mass-transit lines. Conversely, successful transit schemes can accelerate gentrification by forcing those who rely the most on the system to live furthest away from stations. In an unusually promising development, the Obama administration opened an exploratory Office of Sustainable Housing and Communities whose mission is to encourage urban transport that is connected to the development of nearby affordable housing.

The movement that perhaps has the greatest chance of erasing color lines in the United States, though, is the movement of millions of people from the Global South to American cities. Recent studies have confirmed that Latino Americans, whose numbers now far outpace those of blacks, are almost as likely to live in segregated neighborhoods and that darker-skinned Latinos are more segregated than their lighter-skinned counterparts. But many new multiracial neighborhoods have also come into being as a result of immigration, not only from Latin America, but from Asia and Africa as well. Immigrants have been an important source of reinvestment capital for many cities and inner suburbs. Their numbers have also transformed many cities—and even entire states—into majority brown and black societies, anticipating a demographic change that will encompass the entire United States later in the twenty-first century. Some bring community-organizing skills honed in opposition to repression in their countries of origin. Already these experienced organizers have helped build the most extensive grassroots protest organizations since the black civil rights movement; these have focused on reversing the militarization of the color line along the United States’ southern border. As immigrants’ numbers and their disproportionate support for egalitarian, government-led urban policies increase, they may provide the biggest political challenge to suburban strongholds of the New Right and its segregationist legacies.

Reprinted with permission from “Segregation: A Global History,” published by the University of Chicago Press. © 2012 Carl H. Nightingale. All rights reserved.

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Carl H. Nightingale is professor of urban and world history in the Department of Transnational Studies at the University of Buffalo, State University of New York. He is the author of "On the Edge: Poor Black Children and Their American Dreams."

Victory, unprecedented

How the gay movement's successes surpassed feminism and civil rights -- and became a model for a new era

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Victory, unprecedented (Credit: iStockphoto/lisafx)
This article is an excerpt from "Victory: The Triumphant Gay Revolution," available June 5 from Harper.

At the height of the real estate boom in the 2000s, Robert M. “Robby” Browne, 2007 Corcoran Real Estate National Sales Person of the Year, put on his woman’s bathing suit and silver heels and walked out onto the Club Exit stage. A thousand screaming, cheering, photo-snapping real estate brokers roared their approval. The openly gay Browne, six feet tall and nearly two hundred pounds, danced a sweetly amateurish version of the Village People’s gay anthem, “YMCA,” as ten half naked male Broadway dancers backed him up.

“Is there any question of who the star is?” Browne asks proudly, watching the video today. For most real estate brokers, a third year as Corcoran’s top producer would have been stardom enough, but when Corcoran CEO Pam Liebman began planning the 2007 event, Browne thought he wouldn’t bother to attend. He’d had enough top-earner, $100-million-club years. He was turning sixty, and he was thinking about his life as a whole. Finally he said he would show up, but only if he could accept the award in drag. Browne’s beloved gay older brother, Roscoe Willett Browne, died of AIDS in 1985. He’d never forget the day when President George H. W. Bush said that dying of AIDS wasn’t as important as losing your job. “George H. W. Bush did not acknowledge the sacrifice of my brother and our love. My brother. He’s in his eighties and he still has his brothers and I don’t have any brothers,” says Browne. “And my brother was a Yalie and he was in Vietnam; Bush, how could he be more your person?” We exist, says Browne, looking at the video of his awards ceremony. “This show says we exist.”

Exist? You can’t pick up a paper without seeing evidence that gay people exist and are compelling American society to acknowledge them. The federal government protects them from homophobic violence and twenty-one states have laws against discrimination; 141 cities across the country constitute enclaves of equal treatment. A federal nondiscrimination bill gains more support in Congress with each passing year. Poll numbers show Americans overwhelmingly support protection for gays and lesbians against hate crimes and equality in health benefits, housing, and jobs. In July 2010, a federal judge struck down the federal law, the Defense of Marriage Act, that excluded gays from the federal benefits for which married people were eligible and that allowed the states to refuse to recognize the marriages if they pleased. In August, another federal judge invalidated the amendment to the California constitution, added by Proposition 8, that limited marriage to a man and a woman. September had hardly dawned when a third federal judge found the policy requiring gay soldiers to hide their sexual orientation, don’t ask/don’t tell, unconstitutional as well. The United States Congress repealed the law prohibiting out gays and lesbians from serving in the armed forces. Right after the Fourth of July in 2011, the federal courts in California ordered the United States military to stop screwing around getting ready and just cease enforcing it at once.

Gay playwright Edward Albee’s play about the unbounded nature of love objects, “The Goat, or Who Is Sylvia?,” won the Tony Award for best play in 2002; the heroic biopic about San Francisco gay activist Harvey Milk, “Milk,” won two Oscars in 2009. So many people in show business have come out as gay that some gay media are now pooh-poohing their confessions as cheap shots meant to bolster their flagging careers.

Two of the most famous heterosexual lawyers in America, David Boies and Ted Olson, brought the suit against the California marriage ban in 2009. Win or lose, Boies and Olson’s case has already achieved the crucial social goal of making same-sex marriage a legitimate claim. On the eve of the closing argument in the case in 2010, a New York Times editorial called same-sex marriage “A Basic Civil Right.” In 2011 the poll numbers in favor of same-sex marriage crossed 50 percent. Regardless of intermittent setbacks, gay people like Robby Browne have succeeded in forcing society to acknowledge that they exist—as humans with a right to life and as American citizens with a claim to equality under the United States Constitution. Most of all, they have staked their claim to be treated, without lying or hiding, as moral persons, whose lives, loves, and ambitions have value and cannot be discounted.

The year 2009 saw the fortieth anniversary of the uprising in a New York gay bar called Stonewall. In 1969, “homosexuals,” people who wanted to have sex with members of their own sex, were considered sinful by the church, their sexual practices were criminal in forty-nine states, the psychiatrists said they were crazy, and the State Department held that they were subversive. Forty-two years later, almost to the day, Andrew Cuomo, the governor of the state of New York, signed the law that enabled them to marry in New York. The Empire State Building was lit up in the rainbow colors of the symbolic gay flag.

How did this tiny minority of despised and marginalized people do it? They did it in America, what we philosophers call a “liberal (small L) state.” America’s roots go back to the beginning of modern Western political thought in the seventeenth century, when the philosopher Thomas Hobbes speculated that people create their governments; states are not handed down from God to Adam to the king. During the century and a half after Hobbes wrote, the English and their American colonists launched a variety of social movements—the English Revolution and the American Revolution among them—that pushed and pulled on the deal between people and government until they produced the basic outline of the modern western state, the liberal state. The liberal state makes three promises to its citizens. First, security: the state will protect its citizens from one another and not hurt them worse than the people it is protecting them from. Second, liberty: citizens have certain rights as human beings that even the state cannot interfere with. And finally, self-governance: for those aspects of life the state can control, citizens must decide for themselves on equal terms what they want the state to do. It’s a good deal. No wonder so many people want in.

By the late twentieth century, Americans had already undertaken two great social movements for inclusion in the liberal state, the racial civil rights movement and the feminist movement. Since people aren’t all that easy to organize, theorists have often speculated about how they did it. Their conclusions are that movements arise only when people come to see that their problems are political, not natural or personal, what theorists call “oppositional consciousness.” This “aha!” moment in the civil rights movement dates back at least to W. E. B. Du Bois in 1903, when he observed that “the problem of the Twentieth Century is the problem of the color-line.” In addition, movements need access to resources, as when the NAACP started getting hold of real money and the movement gained astute leaders, such as Martin Luther King Jr.

Students of the racial civil rights movement made the assumption that before people engage in new movements they do a rational cost-benefit analysis, weighing the benefits of political action against the cost. When people created social movements against all odds and acted against their own individual self-interest on behalf of the group, theorists had to rethink what really drives people to take action. As the racial civil rights movement gave way to other movements—the feminist, and, finally, the gay-liberation movement—sociologists produced more theories to explain the new movements; indeed, the later thinking is often called “new social-movement” theory. In the newer thinking, theorists speculated that people draw their sense of who they are from the groups or social networks they are already in. From those starting places, they conceive a positive vision of themselves and then a desire to change the way the larger society perceives them all. New social-movement theorists came to the realization that sometimes group identity is so strong that people act on behalf of the group whether it benefits them individually or not.

Classical or new, each of the movements before the gay movement was seeking citizenship in the liberal state. Women and racial minorities did not necessarily ask the dominant society to love them or approve of them. They sought to be secure against violence, to be tolerated as they exercised their human liberty, and to have equal access to political and economic life. Each movement got traction in these crucial areas. But both of them fell short of achieving all the elements of a full human life for most of the people they represented: they got little or no economic assistance or cultural validation, and, when the inevitable backlash came, they stalled or lost ground. It would take a newer new movement to make the next moves: it would take the gay revolution.

The gay revolution achieved more because it faced different challenges. The path to liberal equality almost always involves mimicking as much as possible the behaviors and beliefs of the straight white men in power. The racial civil rights and feminist movements both made substantial detours into defending difference—black separatism and difference feminism. They failed to establish that their divergent cultures were as worthy as the dominant one and all they did was to split their movements. At the end of the day, both these modern movements got most of their traction from maximizing their similarity to dominant political and social hierarchies.

By definition, people involved in the gay revolution could not replicate the majority behavior. Their very political identity was behavior that distinguished them from the majority, including, but not limited to, their sex lives. The liberal state has a basic concept of a person entitled to be a citizen. When gay activists began their efforts, the churches considered them sinful, all but one state criminalized their sex acts, the doctors thought they were crazy, and politicians saw them as traitors to the nation. Sinners were kept away from sacred rites like marriage; criminals were imprisoned; crazy people were put in asylums; and people of doubtful loyalty were fired from their government jobs. Sinful, criminal, crazy, and subversive, the gays who made the gay revolution had the vastly harder task of convincing society to recognize they were even suitable candidates for citizenship despite their difference. Although liberalism pretends to be morally neutral, homosexual sexual behavior pressed that liberal commitment to the limit. In so doing, instead of bringing their marginal group into conformity with the mainstream norms, they challenged the accepted versions of sin, crime, sanity, and loyalty and changed America for everyone.

The movement succeeded, uniquely and in large part because, at the critical moments, its leaders made a moral claim. “Gay,” as movement pioneer Franklin Kameny put it on the iconic button of the gay revolution in 1968, “Is Good.” Even though it’s different. No one told it better than activist Arthur Evans: “It was more than just being gay and having gay sex. We discovered who we were and we built authentic lives around who we were and we supported each other doing that and in the process came to very important questions about the meaning of life, ethics, the vision of the common good and we debated these issues and we lived them.”

Morally ambitious and clearly identified as different, the gay movement came from further behind than either the civil rights or the feminist movements had done. It took on the liberal state and achieved formal equality, as did the other two movements. During the AIDS epidemic, it took on not just oppression, but neglect. And then it took on the traditional institutions of heterosexual morality—marriage and the military—and is rapidly conquering those arenas as well.

Fueled by its moral ambition, the gay movement is the model of a new era. It is ironic, yet fitting, that the only counterpart to the morally driven gay revolution is its contemporary and fiercest opponent, the morally driven religious right. Indeed, it is the moral certainty of the gay revolution that explains why, unlike the racial and feminist movements, it has been able to stand up to that powerful counterforce and, slowly but surely, prevail.

The theories all suggest that a whole lot of things have to go really right for people to act collectively against legitimate political authority. Lacking the religious and historical jet fuel of racial civil rights and the demographic advantage of feminism, the gay revolution started out from much the weakest position of any of the modern movements. Brilliantly led, endlessly resourceful, and stunningly creative, it came the furthest. When we ask how a cross-dressing homosexual activist got to be the poster boy of the most successful real estate brokerage firm in New York, we are also asking how people cooperate to get anything done, much less take on their whole society and wrench it onto a different path altogether. The gay Victory is not just a story, although that would be enough. It’s an epic.

From the book “Victory: The Triumphant Gay Revolution.” Copyright © 2012 by Linda Hirshman. Reprinted courtesy of Harper, an imprint of HarperCollins Publishers.

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Linda Hirshman is the author of “Victory: The Triumphant Gay Revolution,” forthcoming in June 2012. Follow her on Twitter @LindaHirshman1

When nuclear terror reigned

Old handbooks about atomic annihilation allow a fascinating glimpse into some of our greatest fears

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When nuclear terror reigned
This article originally appeared on Imprint.

ImprintEngland has a long tradition of dystopian prophecy in literature and cinema. The likes of H.G. Wells, George Orwell, J.G. Ballard, and Ridley Scott all seem to revel in presenting doomsday scenarios. Films such as 1961′s “The Day the Earth Caught Fire,” and the 1965 BBC docudrama “The War Game,” depicting a Soviet nuclear strike on England, as well as books like Raymond Briggs’ “When the Wind Blows,” a deceivingly innocent tale of untold horror, are among the works that underscore the British fascination with and fixation on nuclear devastation.

Fascination? More like well-earned trepidation. After all, during World War II, London was blitzed nightly by German bombs and rockets, its citizenry enduring what most civilized beings could barely imagine. If Hitler had developed the atomic bomb, England would have suffered the same fate as Hiroshima and Nagasaki.

England was forced to develop a sophisticated civil-defense apparatus, which included publishing cautionary guides like this handbook “Advising The Householder on Protection Against Nuclear Attack.” With the same kind of low-key narrative that a “householder” might read on how to survive a bug or rodent infestation, this “training publication for the civil defense, the police and fire services” addresses protective measures, needed equipment, what to do after an attack, and how to “manage” life “under fall-out conditions.” The text is reservedly quaint, underplaying the tragic impact of nuclear war, and the illustrations lack the slightest hint of horror. Indeed, by Jove, it is actually kind of comforting.

Similar handbooks in the United States were shrill by comparison. While they suggested that survival was possible, the magnitude of a nuclear attack was never minimized.

This handbook was republished by the V&A in 2008—for what purpose, other than nostalgia, is unclear. I reproduce it here as a curio from a time when our biggest enemy was the Soviet Union. With all the natural and man-made potential catastrophes at our doorstep, one almost longs for those days.

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Selling Zionism in the 1920s

The Palestine Poster Project reveals attempts to entice settlers into what is now Israel

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Selling Zionism in the 1920s
This article originally appeared on Imprint.

ImprintDan Walsh’s incredibly rich Palestine Poster Project Archives includes much in the way of protest, but it also contains a trove of rare Zionist/Israeli posters from the 1920s through the ’50s, largely before partition. The ones excerpted here are from the Mahmoud Darwish Memorial Gallery, which includes a collection of Zionist Worker agency posters calling for increased development of Palestine.

The affairs of the workers of Eretz Israel should be in the hands of the workers of Eretz Israel, 1935.

To experience the role of posters in the birth, growing pains, and ultimate conflict, this is perhaps the best online resource. Here’s what Walsh collects: 1) international artists and agencies; 2) Zionist and Israeli artists and agencies; 3) Palestinian nationalist artists and agencies; 4) Arab and Muslim artists and agencies. And here is what he says about his collection of over 6,700 posters:

I first began collecting Palestine posters when I was a Peace Corps volunteer in Morocco in the mid-1970s. By 1980 I had acquired about 300 Palestine posters. A small grant awarded with the support of the late Dr. Edward Said allowed me to organize them into an educational slideshow to further the “third goal” of the Peace Corps: to promote a better understanding of other peoples on the part of Americans. Over the ensuing years, while running my design company, Liberation Graphics, the number of internationally published Palestine posters I acquired steadily grew. Today the archives include some 3,000 Palestine posters from myriad sources making it what many library science specialists say is the largest such archives in the world.

To fortify our home - use Hebrew cement, 1937.

Come and See the Palestine Exhibition - Vienna, 1925.

Text in logo in upper left hand corner - The Worker, 1937.

Build Industries In Palestine!, 1927

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Is American decline real?

More and more thinkers are warning that our glory days are over, but their arguments are flawed -- and old

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Is American decline real?
This article was adapted from the new book, "Power and Willpower in the American Future" from Cambridge University Press.

“[T]he United States cannot afford another decline like that which has characterized the past decade and a half….[O]nly self-delusion can keep us from admitting our decline to ourselves.”

– Henry A. Kissinger, 1961

In these words, one of America’s most distinguished strategic thinkers and policy makers expresses alarm at America’s condition and the perils it faces. The warning seems timely, yet it was written more than half a century ago as an assessment of the Soviet threat, problems with allies and the developing world, and in frustration with what the author saw as dangerously inadequate policy and strategic choices. Henry Kissinger was by no means alone. He cited George Kennan’s lament about our domestic failings with race, the cities, the education and environment of our young people, and the gap between expert knowledge and popular understanding, even while criticizing Kennan’s focus on those problems to the exclusion of military and diplomatic threats.

Since World War II, the United States has been the preeminent actor in world affairs. Its status at the end of that conflict, its role in creating postwar international institutions, its leadership in the reconstruction of Europe and Japan, and its dominant status within the Western alliance during the Cold War are well known and beyond dispute. With the collapse of the Soviet Union in 1991, America emerged as the lone superpower. Yet some two decades later, its position of both absolute and relative power appears to have deteriorated. Many scholars and strategists point to economic, structural, political, and even military vulnerabilities, and contend that the United States is in serious decline. Meanwhile, the rise of important regional actors, especially Brazil, Russia, India, China and South Africa (the BRICSs), as well as others such as Indonesia, Turkey, Iran, and the increasingly prosperous and dynamic countries of East and Southeast Asia, is said to be seriously diminishing U.S. primacy in world affairs.

These depictions are pervasive on the Internet and in the press. A quick Google search for the term “American decline” yields 117 million “hits” in 0.13 seconds. A columnist for The New York Times writes that, “Wherever you choose to look . . . you’ll see a country in sad shape.” A leading German news magazine headlines, “A Superpower in Decline.” And from the realm of pop culture, the comic book action hero Superman renounces his U.S. citizenship. But are such assessments accurate?

Two propositions are widely asserted by those who see the ebbing of American predominance: first, that America itself as a society, an economy, and a political power is in decline; and second, that its international primacy is eroding as a result of the rise of other countries.

On the domestic front, the effects of a severe financial and economic crisis, an unprecedented national debt and deficit, a yawning balance of trade and payments deficits, and an aging and overloaded infrastructure lead a prominent financial journalist to foresee “the beginning of the end not just of an illusory ‘unipolar moment’ for the US, but of western supremacy in general and of Anglo-American power, in particular.” Fareed Zakaria, a widely quoted public intellectual, warns that America has become an “enfeebled” superpower and embellishes his case by observing that the world’s tallest Ferris wheel is now in Singapore and the largest casino is in Macao. For good measure he adds: “America’s success has made it sclerotic.”

Without a doubt, the United States now confronts serious problems at home and abroad. Nonetheless, recent declinist arguments carry an unmistakable echo of the past. Antecedents of these views were apparent in the 1970s, 1980s, and 1990s, and on occasion were even phrased in identical language. Indeed, declinist proclamations have appeared on and off since the late eighteenth century.

For the United States, historical as well as relatively recent comparisons provide evidence for its robustness and adaptability as a society and as a leading power. Time and again, America has faced daunting challenges and made mistakes, yet it has possessed the inventiveness and societal flexibility to adjust and respond successfully. In this regard, neither the rise of the BRICS and other regional powrs, nor competition in a globalized world economy, nor “imperial overstretch,” nor domestic weakness are by themselves bound to have the transformative effects that have been so often suggested. Despite major changes and severe challenges, these domestic and international constraints do not in themselves predetermine the end of America’s international predominance. All the same, just because America has previously overcome adversity and retained both its strength and international primacy does not guarantee that it will do so now.

Debate about America’s world role is nothing new. One notable version of it took place in the late 1980s. Paul Kennedy’s 1987 best seller, “The Rise and Fall of the Great Powers,” became one of the most widely cited books of that era. Kennedy cautioned that the United States ran the risk of “imperial overstretch,” which he defined not just in terms of military commitments, but in regard to the balance between resources and obligations. In a 1990 response, Joseph Nye was less pessimistic, arguing that the issue was not one of resources per se, but of policy and choice – that is, that to the extent the United States faced a problem, it was because it “lacks the will, not the wallet.”

The problem of “wallet” has since become more pressing. Even before the financial crisis that began in 2008, the historian Niall Ferguson cited the shift in America’s balance of payments and the change in its net international investment position – the difference between American-owned assets abroad and foreign-owned American assets – as a sign of deterioration. In doing so, he invoked comparisons with the decline and fall of the Roman Empire nearly two millennia ago. The comparison is tempting, but as with the parallels to the British experience of the past century, its relevance is tenuous at best.

Certainly the domestic situation is more difficult now than two decades ago. Yet while these problems should not be minimized, they should not be overstated either. Contrary to what many observers would assume, the United States has managed to hold its own in globalized economic competition and its strengths remain broad and deep. For the past several decades, its share of global output has been relatively constant at between one-quarter and one-fifth of world output. According to data from the International Monetary Fund (IMF), in 1980, the United States accounted for 26.0 percent of world GDP, and in 2011, 21.5 percent. These figures are based on GDP in national currency. Alternative calculations using purchasing power parities are somewhat less favorable, but still show the United States with 19.1 percent in 2011, as contrasted with 24.6 percent in 1980.

Moreover, America benefits from a growing population and one that is aging more slowly than all its possible competitors except India. And despite a dysfunctional immigration system, it continues to be a magnet for talented and ambitious immigrants. It is a world leader in science and in its system of research universities and higher education, and it has the advantage of continental scale and resources. In short, the United States remains the one country in the world that is both big and rich.

In addition, the American military remains unmatched and, despite intense stress from a decade of war in Afghanistan and Iraq, it has not suffered the disarray that afflicted it in Vietnam. This is evident in terms of indicators such as successful recruitment and performance of the volunteer force, the ongoing quality of the officer corps, and broad public support for the military as well as casualty tolerance. Moreover, in its capabilities, technology, capacity to project power, and command of the global commons, the United States has actually increased its military margin as compared with others, although with the important and challenging exception of China.

Beyond material strengths, the society itself benefits from a durable political system, rule of law, vigorous free press and information media, and a competitive and adaptable economy, as well as strong traditions of entrepreneurship and innovation, leadership and critical mass in new technology, and a history of resilience and flexibility in overcoming adversity.

The declinist proposition that America’s international primacy is collapsing as a result of the rise of other countries should also be regarded with caution. On the one hand, the United States does face a more competitive world, regional challenges, and some attrition of its relative degree of primacy. This process, or diffusion of power, is not exclusive to the post–Cold War era, but began at least four decades ago with the recovery of Europe and Japan from World War II, the rise of the Soviet Union to superpower status, and the emergence of regional powers in Asia, Latin America, the Middle East, and Africa. Still, in contrast to other great powers that have experienced decline, the United States has held a substantially more dominant position. For example, Britain at the start of the twentieth century was already falling behind Germany and the United States, although it did manage to continue for half a century as head of a vast empire and commonwealth.

Because of the enormous margin of power the United States possessed after the end of the Cold War, it should be able to withstand erosion in its relative strength for some time to come without losing its predominant status. While it is true that the weight of important regional powers has increased, many of these are allied or friendly. Those that are not (Iran, North Korea, Syria, and Venezuela) do not by themselves constitute serious balancing against the United States and its allies. Russia occupies an intermediate position, at times acting as a spoiler, but not an outright adversary. China presents a potentially more formidable challenge, notably through its growing economic might and the rapid expansion of its military capacity, but it has not yet become a true peer competitor. In any case, and despite the burden of a decade of war in the Middle East, America continues to possess significant advantages in economic breadth and depth, science, technology, competitiveness, demography, force size, power projection, military technology, and even in learning how to carry out effective counterinsurgency, and thus retains the capacity to meet key objectives.

In sum, although the United States predominates by lesser margins, it still remains a long way from being overtaken by peer competitors. However, given profound disagreements about policy, intense partisan rancor among political elites, growing social-class division, distrust of government, and deep disagreement about foreign commitments, nonmaterial factors could prove to be a greater impediment to staying power than more commonly cited indicators of economic problems and military overstretch. The United States retains the power and capacity to play a leading world role. The ultimate questions about America’s future are likely to be those of policy and will.

Power and Willpower in the American Future: Why the United States Is Not Destined to Decline, by Robert J. Lieber Copyright © 2012 Robert J. Lieber.  Reprinted with the permission of Cambridge University Press.

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