Fiction

“Star Wars” despots vs. “Star Trek” populists

Why is George Lucas peddling an elitist, anti-democratic agenda under the guise of escapist fun?

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Well, I boycotted “Episode I: The Phantom Menace” — for an entire week.

Why? What’s to boycott? Isn’t “Star Wars” good old fashioned sci-fi? Harmless fun? Some people call it “eye candy” — a chance to drop back into childhood and punt your adult cares away for two hours, dwelling in a lavish universe where good and evil are vividly drawn, without all the inconvenient counterpoint distinctions that clutter daily life.

Got a problem? Cleave it with a light saber! Wouldn’t you love — just once in your life — to dive a fast little ship into your worst enemy’s stronghold and set off a chain reaction, blowing up the whole megillah from within its rotten core while you streak away to safety at the speed of light? (It’s such a nifty notion that it happens in three out of four “Star Wars” flicks.)

Anyway, I make a good living writing science-fiction novels and movies. So “Star Wars” ought to be a great busman’s holiday, right?

One of the problems with so-called light entertainment today is that somehow, amid all the gaudy special effects, people tend to lose track of simple things, like story and meaning. They stop noticing the moral lessons the director is trying to push. Yet these things matter.

By now it’s grown clear that George Lucas has an agenda, one that he takes very seriously. After four “Star Wars” films, alarm bells should have gone off, even among those who don’t look for morals in movies. When the chief feature distinguishing “good” from “evil” is how pretty the characters are, it’s a clue that maybe the whole saga deserves a second look.

Just what bill of goods are we being sold, between the frames?

  • Elites have an inherent right to arbitrary rule; common citizens needn’t be consulted. They may only choose which elite to follow.

  • “Good” elites should act on their subjective whims, without evidence, argument or accountability.

  • Any amount of sin can be forgiven if you are important enough.

  • True leaders are born. It’s genetic. The right to rule is inherited.

  • Justified human emotions can turn a good person evil.

That is just the beginning of a long list of “moral” lessons relentlessly pushed by “Star Wars.” Lessons that starkly differentiate this saga from others that seem superficially similar, like “Star Trek.” (We’ll take a much closer look at some stark divergences between these two sci-fi universes below.)

Above all, I never cared for the whole Nietzschian \bermensch thing: the notion — pervading a great many myths and legends — that a good yarn has to be about demigods who are bigger, badder and better than normal folk by several orders of magnitude. It’s an ancient storytelling tradition based on abiding contempt for the masses — one that I find odious in the works of A.E. Van Vogt, E.E. Smith, L. Ron Hubbard and wherever you witness slanlike super-beings deciding the fate of billions without ever pausing to consider their wishes.

Wow, you say. If I feel that strongly about this, why just a week-long boycott? Why see the latest “Star Wars” film at all?

Because I am forced to admit that demigod tales resonate deeply in the human heart.

Before moving on to the fun stuff, will you bear with me while we get serious for a little while?

In “The Hero With a Thousand Faces,” Joseph Campbell showed how a particular, rhythmic storytelling technique was used in almost every ancient and pre-modern culture, depicting protagonists and antagonists with certain consistent motives and character traits, a pattern that transcended boundaries of language and culture. In these classic tales, the hero begins reluctant, yet signs and portents foretell his pre-ordained greatness. He receives dire warnings and sage wisdom from a mentor, acquires quirky-but-faithful companions, faces a series of steepening crises, explores the pit of his own fears and emerges triumphant to bring some boon/talisman/victory home to his admiring tribe/people/nation.

By offering valuable insights into this revered storytelling tradition, Joseph Campbell did indeed shed light on common spiritual traits that seem shared by all human beings. And I’ll be the first to admit it’s a superb formula — one that I’ve used at times in my own stories and novels.

Alas, Campbell only highlighted positive traits, completely ignoring a much darker side — such as how easily this standard fable-template was co-opted by kings, priests and tyrants, extolling the all-importance of elites who tower over common women and men. Or the implication that we must always adhere to variations on a single story, a single theme, repeating the same prescribed plot outline over and over again. Those who praise Joseph Campbell seem to perceive this uniformity as cause for rejoicing — but it isn’t. Playing a large part in the tragic miring of our spirit, demigod myths helped reinforce sameness and changelessness for millennia, transfixing people in nearly every culture, from Gilgamesh all the way to comic book super heroes.

It is essential to understand the radical departure taken by genuine science fiction, which comes from a diametrically opposite literary tradition — a new kind of storytelling that often rebels against those very same archetypes Campbell venerated. An upstart belief in progress, egalitarianism, positive-sum games — and the slim but real possibility of decent human institutions.

And a compulsive questioning of rules! Authors like Greg Bear, John Brunner, Alice Sheldon, Frederik Pohl and Philip K. Dick always looked on any prescriptive storytelling formula as a direct challenge — a dare. This explains why science fiction has never been much welcomed at either extreme of the literary spectrum — comic books and “high literature.”

Comics treat their superheroes with reverent awe, as demigods were depicted in the Iliad. But a true science fiction author who wrote about Superman would have earthling scientists ask the handsome Man of Steel for blood samples (even if it means scraping with a super fingernail) in order to study his puissant powers, and maybe bottle them for everyone.

As for the literary elite, postmodernists despise science fiction because of the word “science,” while their older colleagues — steeped in Aristotle’s “Poetics” — find anathema the underlying assumption behind most high-quality SF: the bold assertion that there are no “eternal human verities.” Things change, and change can be fascinating. Moreover, our children might outgrow us! They may become better, or learn from our mistakes and not repeat them. And if they don’t learn, that could be a riveting tragedy far exceeding Aristotle’s cramped and myopic definition. “On the Beach,” “Soylent Green” and “1984″ plumbed frightening depths. “Brave New World,” “The Screwfly Solution” and “Fahrenheit 451″ posed worrying questions. In contrast, “Oedipus Rex” is about as interesting as watching a hooked fish thrash futilely at the end of a line. You just want to put the poor doomed King of Thebes out of his misery — and find a way to punish his tormentors.

This truly is a different point of view, in direct opposition to older, elitist creeds that preached passivity and awe in nearly every culture, where a storyteller’s chief job was to flatter the oligarchic patrons who fed him. Imagine Achilles refusing to accept his ordained destiny, taking up his sword and hunting down the Fates, demanding that they give him both a long life and a glorious one! Picture Odysseus telling both Agamemnon and Poseidon to go chase themselves, then heading off to join Daedalus in a garage start-up company, mass producing wheeled and winged horses so that mortals could swoop about the land and air, like gods — the way common folk do today. Even if they fail, and jealous Olympians crush them, what a tale it would be.

This storytelling style was rarely seen till a few generations ago, when aristocrats lost some of their power to punish irreverence. Even now, the new perspective remains shaky — and many find it less romantic, too. How many dramas reflexively depict scientists as “mad”? How few modern films ever show American institutions functioning well enough to bother fixing them? No wonder George Lucas publicly yearns for the pomp of mighty kings over the drab accountability of presidents. Many share his belief that things might be a whole lot more vivid without all the endless, dreary argument and negotiating that make up such a large part of modern life.

If only someone would take command. A leader.

Some people say, why look for deep lessons in harmless, escapist entertainment?

Others earnestly hold that the moral health of a civilization can be traced in its popular culture.

In the modern era, we tend to feel ideas aren’t inherently toxic. Yet who can deny that people — especially children — will be swayed if a message is repeated often enough? It’s when a “lesson” gets reiterated relentlessly that even skeptics should sit up and take notice.

The moral messages in “Star Wars” aren’t just window dressing. Speeches and lectures drench every film. They represent an agenda.

Can we learn more about the “Star Wars” worldview by comparing George Lucas’ space-adventure epic to its chief competitor — “Star Trek?”

The differences at first seem superficial. One saga has an air force motif (tiny fighters) while the other appears naval. In “Star Trek,” the big ship is heroic and the cooperative effort required to maintain it is depicted as honorable. Indeed, “Star Trek” sees technology as useful and essentially friendly — if at times also dangerous. Education is a great emancipator of the humble (e.g. Starfleet Academy). Futuristic institutions are basically good-natured (the Federation), though of course one must fight outbreaks of incompetence and corruption. Professionalism is respected, lesser characters make a difference and henchmen often become brave whistle-blowers — as they do in America today.

In “Star Trek,” when authorities are defied, it is in order to overcome their mistakes or expose particular villains, not to portray all institutions as inherently hopeless. Good cops sometimes come when you call for help. Ironically, this image fosters useful criticism of authority, because it suggests that any of us can gain access to our flawed institutions, if we are determined enough — and perhaps even fix them with fierce tools of citizenship.

By contrast, the oppressed “rebels” in “Star Wars” have no recourse in law or markets or science or democracy. They can only choose sides in a civil war between two wings of the same genetically superior royal family. They may not meddle or criticize. As Homeric spear-carriers, it’s not their job.

In teaching us how to distinguish good from evil, Lucas prescribes judging by looks: Villains wear Nazi helmets. They hiss and leer, or have red-glowing eyes, like in a Ralph Bakshi cartoon. On the other hand, “Star Trek” tales often warn against judging a book by its cover — a message you’ll also find in the films of Steven Spielberg, whose spunky everyman characters delight in reversing expectations and asking irksome questions.

Above all, “Star Trek” generally depicts heroes who are only about 10 times as brilliant, noble and heroic as a normal person, prevailing through cooperation and wit, rather than because of some inherited godlike transcendent greatness. Characters who do achieve godlike powers are subjected to ruthless scrutiny. In other words, “Trek” is a prototypically American dream, entranced by notions of human improvement and a progress that lifts all. Gene Roddenberry’s vision loves heroes, but it breaks away from the elitist tradition of princes and wizards who rule by divine or mystical right.

By contrast, these are the only heroes in the “Star Wars” universe.

Yes, “Trek” can at times seem preachy, or turgidly politically correct. For example, every species has to mate with every other one, interbreeding with almost compulsive abandon. The only male heroes who are allowed any testosterone are Klingons, because cultural diversity outweighs sexual correctness. (In other words, it’s OK for them to be macho ’cause it is “their way.”) “Star Trek” television episodes often devolved into soap operas. Many of the movies were very badly written. Nevertheless, “Trek” tries to grapple with genuine issues, giving complex voices even to its villains and asking hard questions about pitfalls we may face while groping for tomorrow. Anyway, when it comes to portraying human destiny, where would you rather live, assuming you’ll be a normal citizen and no demigod? In Roddenberry’s Federation? Or Lucas’ Empire?

Lucas defends his elitist view, telling the New York Times, “That’s sort of why I say a benevolent despot is the ideal ruler. He can actually get things done. The idea that power corrupts is very true and it’s a big human who can get past that.”

In other words a royal figure or demigod, anointed by fate. (Like a billionaire moviemaker?)

Lucas often says we are a sad culture, bereft of the confidence or inspiration that strong leaders can provide. And yet, aren’t we the very same culture that produced George Lucas and gave him so many opportunities? The same society that raised all those brilliant experts for him to hire — boldly creative folks who pour both individual inspiration and cooperative skill into his films? A culture that defies the old homogenizing impulse by worshipping eccentricity, with unprecedented hunger for the different, new or strange? It what way can such a civilization be said to lack confidence?

In historical fact, all of history’s despots, combined, never managed to “get things done” as well as this rambunctious, self-critical civilization of free and sovereign citizens, who have finally broken free of worshipping a ruling class and begun thinking for themselves. Democracy can seem frustrating and messy at times, but it delivers.

Having said all that, let me again acknowledge that “Star Wars” harks to an old and very, very deeply human archetype. Those who listened to Homer recite the “Iliad” by a campfire knew great drama. Achilles could slay a thousand with the sweep of a hand — as Darth Vader murders billions with the press of a button — but none of those casualties matters next to the personal saga of a great one. The slaughtered victims are mere minions. Extras, without families or hopes to worry about shattering. Spear-carriers. Only the demigod’s personal drama is important.

Thus few protest the apotheosis of Darth Vader — nee Anakin Skywalker — in “Return of the Jedi.”

To put it in perspective, let’s imagine that the United States and its allies managed to capture Adolf Hitler at the end of the Second World War, putting him on trial for war crimes. The prosecution spends months listing all the horrors done at his behest. Then it is the turn of Hitler’s defense attorney, who rises and utters just one sentence:

“But, your honors … Adolf did save the life of his own son!”

Gasp! The prosecutors blanch in chagrin. “We didn’t know that! Of course all charges should be dismissed at once!”

The allies then throw a big parade for Hitler, down the avenues of Nuremberg.

It may sound silly, but that’s exactly the lesson taught by “Return of the Jedi,” wherein Darth Vader is forgiven all his sins, because he saved the life of his own son.

How many of us have argued late at night over the philosophical conundrum — “Would you go back in time and kill Hitler as a boy, if given a chance?” It’s a genuine moral puzzler, with many possible ethical answers. Still, most people, however they ultimately respond, would admit being tempted to say yes, if only to save millions of Hitler’s victims.

And yet, in “The Phantom Menace,” Lucas wants us to gush with warm feelings toward a cute blond little boy who will later grow up to murder the population of Earth many times over? While we’re at it, why not bring out the Hitler family album, so we may croon over pictures of adorable little Adolf and marvel over his childhood exploits! He, too, was innocent till he turned to the “dark side,” so by all means let us adore him.

To his credit, Lucas does not try to excuse this macabre joke by saying, “It’s only a movie.” Rather, he holds up his saga like an agonized Greek tragedy worthy of “Oedipus” — an epic tale of a fallen hero, trapped by hubris and fate. But if that were true, wouldn’t “Star Wars” by now have given us a better-than-caricature view of the Dark Side? Heroes and villains would not be distinguished by mere prettiness; the moral quandaries would not come from a comic book.

Don’t swallow it. The apotheosis of a mass murderer is exactly what it seems. We should find it chilling.

Remember the final scene in “Return of the Jedi,” when Luke gazes into a fire to see Obi-Wan, Yoda and Vader, smiling in the flames? I found myself hoping it was Jedi Hell, for the amount of pain those three unleashed on their galaxy, and for all the damned lies they told. But that’s me. I’m a rebel against Homer and Achilles and that whole tradition. At heart, some of you are, too.

This isn’t just a one-time distinction. It marks the main boundary between real, literate, humanistic science fiction — or speculative fiction — and most of the movie “sci-fi” you see nowadays.

The difference isn’t really about complexity, childishness, scientific naiveti or haughty prose stylization. I like a good action scene as well as the next guy, and can forgive technical gaffes if the story is way cool! The films of Robert Zemeckis take joy in everything, from rock ‘n’ roll to some deep scientific paradox, feeding both the child and the adult within. Meanwhile, noir tales like “Gattaca” and “The 13th Floor” relish dark stylization while exploring real ideas. Good SF has range.

No, the underlying difference is that one tradition revels in elites, while the other rebels against them. In the genuine science-fiction worldview, demigods aren’t easily forgiven lies and murder. Contempt for the masses is passi. There may be heroes — even great ones — but in the long run we’ll improve together, or not at all. (See my note on the Enlightenment, Romanticism and science fiction.)

That kind of myth does sell. Yet, even after rebelling against the Homeric archetype for generations, we children of Pericles, Ben Franklin and H.G. Wells remain a minority. So much so that Lucas can appropriate our hand-created tropes and symbols — our beloved starships and robots — for his own ends and get credited for originality.

As I mentioned earlier, the mythology of conformity and demigod-worship pervades the highest levels of today’s intelligentsia, and helps explain why so many postmodernist English literature professors despise real science fiction. When Joseph Campbell prescribed that writers should adhere slavishly to a hackneyed plot outline that preached submission for ages, he was lionized by Bill Moyers and countless others for his warm and fuzzy “human insight.”

Indeed, his perceptions were compassionate and illuminating! Still, a frank discussion or debate might have been more useful than Campbell’s sunny monologue. As in the old fable about a golden-haired king, no one dared point to the bright ruler’s dark shadow, or his long trail of bloody footprints.

I admit we face an uphill battle winning most people over to a more progressive, egalitarian worldview, along with stirring dreams that focus on genuine problems and heroes, not demigods. Meanwhile, Lucas knows his mythos appeals to human nature at a deep and ancient level.

Hell, it appeals to part of my nature! Which is why I knew I’d cave in and see “The Phantom Menace,” after my symbolic one-week boycott expired. In fact, let me confess that I adored the second film in the series, “The Empire Strikes Back.” Despite Yoda’s kitschy pseudo-zen, one could easily suspend disbelief and wait to see what the Jedi philosophy had to say. Millions became keyed up to find out, at long last, why Obi-Wan and Yoda lied like weasels to Luke Skywalker. Meanwhile, the script sizzled with originality, good dialogue and relentlessly compelling characters. The action was dynamite … and even logical! Common folk got almost as much chance to be heroic as the demigods. Clichis were few and terrific surprises abounded. There were fine foreshadowings, promising more marvels in sequels. It was simply a great movie. Homeric but great.

You already know what I think of what came next. But worshipping Darth Vader only scratches the surface. The biggest moral flaw in the “Star Wars” universe is one point that Lucas stresses over and over again, through the voice of his all-wise guru character, Yoda.

Let’s see if I get this right. Fear makes you angry and anger makes you evil, right?

Now I’ll concede at once that fear has been a major motivator of intolerance in human history. I can picture knightly adepts being taught to control fear and anger, as we saw credibly in “The Empire Strikes Back.” Calmness makes you a better warrior and prevents mistakes. Persistent wrath can cloud judgment. That part is completely believable.

But then, in “Return of the Jedi,” Lucas takes this basic wisdom and perverts it, saying — “If you get angry — even at injustice and murder — it will automatically and immediately transform you into an unalloyedly evil person! All of your opinions and political beliefs will suddenly and magically reverse. Every loyalty will be forsaken and your friends won’t be able to draw you back. You will instantly join your sworn enemy as his close pal or apprentice. All because you let yourself get angry at his crimes.”

Uh, say what? Could you repeat that again, slowly?

In other words, getting angry at Adolf Hitler will cause you to rush right out and join the Nazi Party? Excuse me, George. Could you come up with a single example of that happening? Ever?

That contention is, in itself, a pretty darn evil thing to preach. Above all, it is just plain dumb.

It raises a question that someone should have asked a long time ago. Who the heck nominated George Lucas to preach sick, popcorn morality at our children? If it’s “only a movie,” why is he working so hard to fill his films with this crap?

I think it’s time to choose, people. This saga is not just another expression of the Homeric archetype, extolling old hierarchies of princes, wizards and demigods. By making its centerpiece the romanticization of a mass murderer, “Star Wars” has sunk far lower. It is unworthy of our attention, our enthusiasm — or our civilization.

Lucas himself gives a clue when he says, “A long time ago, in a galaxy far, far away.”

Right on. “Star Wars” belongs to our dark past. A long, tyrannical epoch of fear, illogic, despotism and demagoguery that our ancestors struggled desperately to overcome, and that we are at last starting to emerge from, aided by the scientific and egalitarian spirit that Lucas openly despises. A spirit we must encourage in our children, if they are to have any chance at all.

I don’t expect to win this argument any time soon. As Joseph Campbell rightly pointed out, the ways of our ancestors tug at the soul with a resonance many find romantically appealing, even irresistible. Some cannot put the fairy tale down and move on to more mature fare. Not yet at least. Ah well.

But over the long haul, history is on my side. Because the course of human destiny won’t be defined in the past. It will be decided in our future.

That’s my bailiwick, though it truly belongs to all of you. To all of us.

The future is where our posterity will thrive.

David Brin's best-selling novels ("Earth," "Startide Rising") are printed in 20-plus languages. "The Postman" was filmed in 1997. His non-fiction book, "The Transparent Society," won the 2000 Freedom of Speech Award of the American Library Association.

“Frankenstein” remixed

This masterful new adaptation of Mary Shelley's classic novel may be the best interactive fiction yet

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This originally appeared on The Chimerist, a site devoted to the intersection of art, stories, and technology.

Whatever interactive fiction is (and we’re still figuring that out) it suffers from all the problems of traditional fiction and then some. The vast majority of novels and short stories aren’t much good, but when a branching fiction — along the lines of the old “Choose Your Own Adventure” children’s books — fails to engage, the first impulse is to blame the form rather than the content. Let “Frankenstein,” just released by Inkle Studios and Profile Books, serve as a reproach to that reflex. The app is a creative, subtle and sensitive adaptation of Mary Shelley’s classic novella, and it has singlehandedly renewed this critic’s hopes for interactive fiction.

What this “Frankenstein” isn’t is a replication of the source text with the addition of a lot of digital doohickeys like sound effects and illustrations that animate when tapped. The app is all about the text, even if it is beautifully framed by period art and anatomical illustrations. The reader is presented with a screenful of narration and then offered one or more responses to it. The preferred response, when tapped, delivers up another screen of text. (In an absurdly pleasing visual touch, these appear as sheets of paper fasted together by straight pins.) According to the press materials, the reader’s responses will shape the way the narrative is presented, although not to the degree of substantively changing the plot.

This is an important point. The pleasure of storytelling lies in the dynamic between the surprising and the inevitable. The reader wants to feel the story is going somewhere, that its events follow from each other in meaningful, but not too obvious ways. When a story can go anywhere, it feels meaningless. In Mary Shelley’s novella, which is saturated with the Western tradition of the tragedy, Viktor Frankenstein’s character is such that he must create a monster, and the monster’s body is such that he can never belong among human beings however much he yearns to. A “Frankenstein” that ended with either misfit finding a comfortable place in the world would be a travesty.

But that doesn’t mean the reader doesn’t long for the story to unfold otherwise; that’s the nature of tragedy. The great insight that writer Dave Morris brings to this adaptation of the novel is that while a reader cannot significantly change the outcome of the story, the interactive element can change the shading and flavor of the tale. It can be mournful and reflective or action-packed. The creature and his creator can show greater or lesser ambivalence about their own behaviors. The ambiguity of both figures is baked into Mary Shelley’s novella, and while Morris has nearly doubled the word count of the original, this mostly amounts to playing up or down what’s already there.

Morris — a novelist who has written graphic novels, games and, yes, Choose-Your-Own-Adventure stories for kids — has changed the original text in other ways, as well. (Let’s take a moment here to point out to all future narrative app developers that hiring a real writer who actually knows what he or she is doing is totally worth it.) He’s moved the setting to revolutionary France, a choice that shows shrewd understanding of the idealistic political climate that affected Shelley’s thinking; the new Republic is its own kind of Frankenstein’s monster. He’s also eliminated much of the 19th-century framing of the tale and converted it into two present-tense narrations. One is Frankenstein’s dialogue with either himself or a (possibly imaginary) companion. The other is a second-person account of the monster’s first weeks of life as it spies on a family of dispossessed French nobility and has the chance to observe the loving relationships it can never enjoy itself.

Morris presents the reader with choices I’ve not encountered in other interactive fictions. Is humanity mostly good, or mostly evil? Does the most recent development make you (the monster) feel hope or despair? Is the revolution the dawn of a brave new world or a descent into chaos and barbarity? While I’m usually skeptical that present-tense narration increases the “immediacy” of a story, in this case, it really does work, particularly in the sections concerning the monster. Depending on your own outlook, you may urge him to keep trying to connect with humanity, or promptly forward him on to homicidal rage.

In either case, the narrative is shaped not by the reader deciding to turn left or right, to go down into the cellar or to get out of the house — the usual actions offered on the choose-your-own menu. Instead, the options have more to do with personality and interpretation, beliefs and ideas. As a result of the reader’s choices, the characters seem more like him- or herself, with a concurrent ratcheting up of emotional investment. To my surprise, I found myself more moved by this adaptation of the Shelley novel than I have been by the source text. (Although the app does include the original if you want to compare and contrast.) This is the only interactive fiction I’ve ever read with that quintessential, old-fashioned readerly avidity: the hunger to know what happens next. Of course, I already knew, but that didn’t matter at all.

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Laura Miller

Laura Miller is a senior writer for Salon. She is the author of "The Magician's Book: A Skeptic's Adventures in Narnia" and has a Web site, magiciansbook.com.

“The Cove”: A mysterious skull

A new novel begins with a shocking discovery that takes us back to love and life in the South during World War I

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This article appears courtesy of The Barnes & Noble Review.

Ron Rash’s atmospheric, strangely uncomplicated novel, “The Cove,” begins with a scene of melancholy and abandonment, the promise of obliteration, and a shocking discovery. It is 1953 and a man called Parton, a scout for the Tennessee Valley Authority, is investigating a remote parcel of land in North Carolina’s Appalachia for inhabitants who will have to be evicted in advance of the valley’s inundation. In a small notch — from which the book takes its title — over which looms a light-exterminating, anvil-shaped cliff, he finds a deserted farm. Pasture fenced by sagging barbed wire, a collapsed barn, a cabin and two wells are the desolate relicts of past life and labor. The general doominess of the setting is further enhanced by an ash tree decked in charms against evil forces, dead American chestnut trees (victims of the plague that wiped them out across the land), and the memory of the now extinct Carolina parakeet. Parton, thirsty, manages to winch up a bucket of water from one of the wells — and with it a human skull.

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I give little away in revealing this, as it occurs on page 4; it takes another 243 pages and a step back to the late summer and autumn of 1918 to discover the skull’s owner. It is then, during the last months of World War I, that the story takes place. At its heart is Laurel, a young woman afflicted with a large birthmark. She is shunned by the residents of the nearest town, Mars Hill, who believe that the cove is cursed and that she herself is a witch. Both her parents are dead, and with occasional help from a neighbor, she survived the previous summer alone on the farm while her brother, Hank, was away fighting in France. He has returned, absent a hand but resolutely capable and preparing for marriage.

In passage after passage, Rash describes life and work on the farm in its dailiness — the preparation of meals, tending to chores, mending clothes, setting fence poles, pulling wire — creating a sense of order and industry that would seem to promise future happiness and prosperity. But as the initial scene of desolation and death promises the reverse, an air of menace and foreboding pervades the story. And, indeed, like the waters that will inundate the farm decades later, powerful, destructive forces are gathering outside the cove.

On one of her forays to do her laundry in a stream away from the farm, Laurel hears and secretly observes a young man resting in a makeshift camp, playing a flute; days later she finds him near death, stung by a swarm of wasps. She brings him home; he recovers and produces a piece of paper saying that his name is Walter and that he cannot speak or read or write. As we — unlike Laurel or Hank — have already learned that a man has escaped from what turns out to be an internment camp for Germans, we get the picture. Walter won’t speak, but he will help with the farm, and this he does handily, capturing Hank’s admiration and gratitude — and Laurel’s heart.

All the while, anti-German hysteria is escalating in Mars Hill, a volatile temper encouraged by one Sgt. Chauncey Feith, a preposterous character ripped from a handbook of one-dimensional villains. Vainglorious, opportunistic and cowardly, he is a jingo, a sneak and a bully. The son of a politically connected banker, he has been deployed as the town’s recruitment officer, thus avoiding the perils of the battlefield. He has gone about this zealously, congratulating himself at every turn for sending young men off to the war and priding himself on being an “unsung hero, because you couldn’t go around telling people that any man can hold a rifle and stand in a trench but only a select few could do what a general or commodore or recruiter did.” That’s Chauncey Feith for you — believe it or not.

If Walter were to show up at Mars Hill and be recognized, there is no question that he would be strung up as a Hun. Meanwhile life and love go on at the farm. Walter helps Hank in sinking a second well, and the description of digging and lining it deep, deep in the earth is wonderfully potent. Indeed, Rash’s material detail, depiction of work and evocation of place — of nature, woods and stream, the play of light and the oppressive dark of the monstrous cliff — are truly splendid. Still, between the threat of a lynching and scenes from the cove, a vacuum yawns, and into it flows one simple question stripped of complexity: Whose skull? Or, put another way, happy ending or sad? The answer, when it comes, seems perfectly arbitrary.

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“Kingdom Come”: Terror in the London suburbs

A new novel traces an advertising executive's search for his father's murderer in a menacingly bland town

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This article appears courtesy of The Barnes & Noble Review.

J.G. Ballard was born in 1930 in Shanghai, China, and returned to England in 1946, having been interned with his family in a Japanese prison camp, an experience that inspired his most popular novel, “Empire of the Sun.” Ballard’s astonishing fiction ranges across continents and galaxies, but a quiet London suburb was his home until his death in 2009, and it is to the suburbs that he returned in his last novel, “Kingdom Come.” In its opening pages, the narrator, a London advertising executive named Richard Pearson, travels to one of the “perimeter towns dozing against the protective shoulder of the M25″ to find out who murdered his father.  It sounds like the setup for a cosy English mystery.  But this is Ballard.  It will not be cosy.

Barnes & Noble Review“The suburbs dream of violence,” Ballard declares as we enter the blandly menacing town of Brooklands. Among this “placid sea of brickly gables” Richard searches his father’s flat for clues to the life — and violent death — of a parent he barely knew, a pilot who had “flown millions of miles … and then died in a bizarre shooting incident in a suburban shopping mall.” Three others died, and the suspected gunman, a mentally unstable local, is arrested but then released. The police, the family lawyer, the doctor who treated Richard’s father — all appear to be hiding something, while many respectable Brooklands residents seem to have formed a fascist militia.

When Richard first witnesses a racist attack, he concludes that “a new kind of hate had emerged”; its hub is the Metro-Centre, the mega-mall in which his father was killed. During one visit, Richard sits beside the mall’s manmade beach, where Julia Goodwin, his father’s doctor, has arranged to meet him. “The wave machine had been turned to its lowest setting,” he notices, “and a vaguely gastric swell, like a suppressed vomit reflex, flowed across the colorized water.” This languid, sickly image could only be Ballard’s. No other writer so effectively alienates his readers — and his protagonists — from an everyday reality that he reveals to be shifting, often nightmarish terrain.

At the same time, he soothes us. In “Kingdom Come,” as in Ballard’s short stories and in novels like “Crash,” the rhythmical balance of the sentences has a tranquilizing effect, like the shushing roar of the ceaseless traffic on the motorway outside Brooklands. Richard, too, seems oddly numbed as he probes his father’s involvement with local thugs, falls in love with Julia Goodwin, and is increasingly drawn to the Metro-Centre and to the figure of David Cruise, the mall’s TV celebrity.

The novel’s pace quickens as violence spreads and the Metro-Centre comes under attack. “Fights broke out, fists flailing through the workmanlike rise and fall of police truncheons” as screams are drowned out “by the blades of army helicopters cuffing the night air.” Soon the mall becomes a fortress, hostages are taken, and the wave machine churns up a corpse. Emerging from the wreckage, Richard predicts that “In time … an even fiercer republic would open the doors and spin the turnstiles of its beckoning paradise.” In his final, elegiac vision of suburban apocalypse, Ballard once again allows us to imagine the unthinkable.

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Gay literature’s new wrinkle

Nobel-winner Herta Müller has written a dazzling new gay novel. Does it matter that she's heterosexual?

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Gay literature's new wrinkle (Credit: iStockphoto/RapidEye)

This week sees the publication of “The Hunger Angel,” by the Romanian-born German author Herta Müller. It’s her first novel to appear in English since she won the Nobel Prize three years ago, and the book, set in a Soviet labor camp in the years after World War II, arrives in America trailing behind it a passel of rave reviews in the European press: a masterpiece, they say, to be put next to Solzhenitsyn or Primo Levi.

But, more quietly, “The Hunger Angel” is something else – a major addition to the tradition of gay literature, and a rare evocation of gay life in the war years and after. Leo, the narrator, is just a teenager when he’s deported from Romania to the Ukraine, but he has already had his first “strange, filthy, shameless and beautiful” assignations in the town park and the local bathhouse. At first he sees his deportation as a welcome escape from his Nazi-supporting father, and a mercy for the mother he truly loves, for in his own eyes he is a double disgrace: not just gay, but an ethnic German who sleeps with Romanians. In the camp, hunger becomes all-consuming, and he longs for home, but he also watches fellow skin-and-bones detainees sneak off to an industrial wreck for sex and knows, “If I’d been caught in the camp I’d be dead.” “The Hunger Angel” lets a gay man embody universal themes of suffering and endurance but also captures the unique contradictions of gay desire – a substantial accomplishment, and one that’s even more impressive because Herta Müller is a straight woman.

Müller is part of a small but growing number of heterosexual writers publishing novels that not only include gay characters as central parts of their narrative, but are largely about gayness itself. It’s a trend that suggests that homosexuality may no longer be the taboo it once was, for writers — and for readers.

These days, in American and British fiction, at least, it’s no longer uncommon for straight writers to feature gay characters in a novel. Think of Claire Messud, whose “The Emperor’s Children” examines a young gay writer’s friendship with his two best friends, both straight women. Or read Jennifer Egan’s “A Visit From the Goon Squad,” which features a young gay kid experimenting first with drugs, then with sex. More recently, Chad Harbach in “The Art of Fielding” didn’t just feature a gay and decidedly not butch baseball player, but a 60-something, theretofore straight college president who falls in love with him. (These examples all feature gay men, obviously: Straight writers’ interest in lesbians is usually less edifying, as any gay person who endured Philip Roth’s “The Humbling” will remind you.)

Yet while straight writers now include gay characters as a matter of course, putting gay people at the center of a book remains all too rare. Gay characters can help straight writers write a book of larger scope, but a novel that concentrates on gay characters is automatically “gay fiction” – and that, sadly, still puts readers off. Gay novelists know all too well that without the right promotion, their books can end up relegated to the “LGBT interest” section of the bookshop, somewhere between the Spartacus travel guide and “Homosex: 60 Years of Gay Erotica.” (If, that is, the bookshop even stocks gay books; if, moreover, the bookshop hasn’t gone out of business.)

For straight writers, taking on gay subjects isn’t just an imaginative risk, it’s a commercial one. And therefore the list of examples is brief, but even so, they suggest that reader opposition to gay-themed books is on the wane. Although fantasy and science-fiction writers may have taken earlier steps, it wasn’t until the 1990s, with Pat Barker’s Regeneration trilogy, that a straight writer saw major success with gay literary fiction on both commercial and critical terms. The Regeneration trilogy,  with its cast of both real and fictional characters during World War I, had a built-in audience among British readers who grew up reading poets like Siegfried Sassoon or Wilfred Owen. Yet on the first pages of “The Eye in the Door,” the middle book, they were plunged into a rough (and fantastically hot) sex scene between two officers of different class backgrounds, complete with war wounds from Passchendaele and bedside Vaseline. “The Eye in the Door” goes on to detail the horrible persecution of gays in the British civil service, sometimes even by closeted gay men themselves, while in “The Ghost Road,” the last novel of the series and the one for which Barker won the Booker Prize, Sassoon, Owen and fictitious soldiers spend page after page thinking about their desire for men, and about the gaps between the military’s sometimes surprising tolerance and the cruelties of civilian life.

You see similar contrasts of confidence and doubt, narcissism and self-loathing, in Annie Proulx’s short stories, most famously “Brokeback Mountain.” The subsequent film was anxiously promoted as a “universal” love story, but Proulx insists that her two ranchers aren’t any old star-crossed lovers, and that gay desire has a special character. Ennis and Jack aren’t just incapable of having their love accepted by society; much more fundamentally, they hate themselves for loving who they love. Proulx told the Paris Review that she now gets fan mail from readers who have rewritten “Brokeback Mountain” with a happy ending, like the stale 18th-century tradition of letting a victorious Hamlet marry a not-drowned Ophelia. “They can’t understand that the story isn’t about Jack and Ennis,” Proulx lamented. “It’s about homophobia; it’s about a social situation.”

Homophobia is naturally a major theme in straight-written gay fiction, but it’s not all about tears and the law. In “Call Me By Your Name,” from 2007, the straight writer André Aciman looked at the enduring power of first love through a teenager’s overwhelming desire for another man, complete with lashings of sex in the forest, at the sea, and in the streets of Rome. (You will never eat a peach again without thinking about what those two guys do to a piece of fruit.) Straight novelists are even beginning to write about gay history, and in particular HIV/AIDS. Tristan Garcia’s “Hate: A Romance,” co-translated by the Paris Review editor Lorin Stein, examined not only the devastation of the first years of the disease, but the virulent debates between proponents of safe sex and more radical gay activists who see barebacking as a political act. That is the sort of thing even many gay writers are not yet ready to discuss.

It can only be a good thing that the terms of gay fiction are expanding to include not only more readers but more writers. Yet gays have been writing about straight people for hundreds of years, and while straight writers who write gay fiction are celebrated for taking a risk and for imagining something beyond their own experience, gay and lesbian writers who do the opposite, such as Colm Tóibín in “Brooklyn” or Sarah Waters in “The Little Stranger,” don’t really get the same credit. Perhaps this is because straight love and desire is omnipresent; perhaps, more homophobically, it’s because we still think gay writers “naturally” have such powers of imagination. Either way, while the situation has improved, gay fiction still suffers from ghettoization, and while straight writers may be mindful of the risks they take in depicting a minority to which they don’t belong, gays who turn to straight subjects can find the new, larger audience for their books bewildering. Michael Cunningham observed as much back in 2000, when he was asked about the success of “The Hours.” “I can’t help but notice,” said Cunningham, “that when I finally write a book in which there are no men sucking each other’s dicks, I suddenly win the Pulitzer Prize.”

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Jason Farago is a regular contributor to the Guardian and writes criticism for the London Review of Books, n+1, Frieze and other publications. He is also editor of Art in Common, a blog on art and urban life.

Pulitzers snub fiction

No novel won the coveted prize this year, but does that mean nothing good was published?

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Pulitzers snub fictionDetails from the covers of "Train Dreams," "Swamplandia!" and "The Pale King"

The news that no Pulitzer Prize for fiction would be awarded this year came like a slap across the face to a book world still reeling from a Department of Justice suit filed against publishers trying to forestall an Amazon e-book monopoly. Double ouch! But does the Pulitzer snub mean that no good fiction was published in America last year?

I would (and have) argued otherwise, most strenuously; 2011 was an exceptional year for fiction, American and otherwise. I also suspect that the Pulitzer Board itself has not turned up its collective nose at every book produced by American novelists and short story writers in 2011. The Pulitzer Prize may wield far more clout with book buyers than any other American prize for fiction. It can turn an obscure title into a success and a modestly successful title into a bestseller. Readers take it seriously and snap up the books it honors by the thousands. But that doesn’t mean that the Pulitzer Prize for fiction doesn’t suffer from the same problems that afflict every literary prize, no matter its size or influence.

I have some insight into those problems because I served on the Pulitzer fiction jury two years ago. I can’t talk about my jury’s deliberations, however — that was part of the deal. I can tell you that choosing the winner of the Pulitzer Prize for fiction is a two-tier process, a fact that even people well-versed in the literary world tend to forget.

The first tier is the jury’s selection. Three jurors (usually an academic, a critic and a fiction writer) are responsible for wading through huge boxfuls of books. Anyone can submit his or her book to the Pulitzer competition for a small fee, and believe me: anyone does. We got hundreds and hundreds of them, including many self-published novels with titles like “The Bikinis of Alpha Centauri,” most of which read as if they’d been run through Google Translate into Farsi and then run back again into English before being committed to print.

From the many submissions, the jury picks three titles to recommend to the Pulitzer Board, and the board picks the actual winner, as well as selecting the winners of all the other Pulitzer Prizes. The board does have the option to select a title not on the jury’s list, but it rarely does so nowadays.

The heyday for picking no book at all was the 1970s, a time of considerable cultural upheaval and conflict. In 1971, the board rejected titles from Eudora Welty, Saul Bellow and Joyce Carol Oates. In 1974, a stellar jury consisting of Benjamin DeMott, Elizabeth Hardwick and Alfred Kazin (three titans of literary criticism) unanimously recommended that the prize go to Thomas Pynchon’s “Gravity’s Rainbow.” The Pulitzer Board dug in its heels and said no. In 1977, the last time the prize was not awarded, the jury favored ”A River Runs Through It” by Norman Maclean and the board shut them down.

Why? According to the critic and experimental novelist William Gass, who wrote a notorious diatribe on the subject, the Pulitzer Board’s taste is hopelessly mainstream, middlebrow and unadventurous. (In 1941, most of the board did pick Ernest Hemingway’s “For Whom the Bell Tolls,” but one member — who happened to be the president of Columbia University — put the kibosh on that because he considered the book immoral.) However, Gass’ complaint seems an absurd cavil to level against an institution whose power and influence resides precisely in the fact that it speaks to a broad audience.

The Pulitzer Board consists of working journalists and journalism professors, most with a deep respect for literature but relatively little familiarity with the literary world. This can be a strength and a weakness. The Pulitzer’s excellent record at singling out literary works that also appeal to a lot of readers is one reason why it has so much more influence than “insider” prizes like the National Book Award.

However, because the Pulitzer Board is fairly representative of educated Americans, it surely includes a lot of people who don’t really have time to read fiction — or, at least, literary fiction — anymore. Past boards might have been able to settle on a title that most of them had read even if it wasn’t offered as a finalist by the jury; reading at least a few of the “big” novels published during the year was something a lot more people did before the Internet and cable TV came along. In 21st-century America, the novel has become a marginalized and Balkanized art form, and even when avid fiction fans compare notes, they often find they’ve read nothing in common.

Chances are good that the three novels recommended by this year’s Pulitzer jury — “Swamplandia!” by Karen Russell, “Train Dreams” by Denis Johnson, and “The Pale King” by David Foster Wallace — are the only three serious new novels many of the board members read last year, apart, perhaps, from one or two others. These people are, after all, pretty busy doing things like editing the Denver Post and running the Columbia Graduate School of Journalism, jobs that are a lot more time-consuming than they used to be, as well as selecting the winners in the other Pulitzer categories.

By all accounts, the group could not reach a majority on any of the three titles recommended by the jury. It’s certainly unlikely that enough of them read fiction widely enough to agree on an alternate choice. In that, they truly are representative of American readers, and that bodes worse for our national literature than a year without a Pulitzer winner.

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Laura Miller

Laura Miller is a senior writer for Salon. She is the author of "The Magician's Book: A Skeptic's Adventures in Narnia" and has a Web site, magiciansbook.com.

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